Loading (50 kb)...'
(continued)
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
IV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: See also 7D103 and 7D994
Related Definitions: ‘Data-Based Referenced Navigation’ (‘DBRN’) systems are systems which use various sources of previously measured geo-mapping data integrated to provide accurate navigation information under dynamic conditions. Data sources include bathymetric maps, stellar maps, gravity maps, magnetic maps or 3–D digital terrain maps.
Items:
a. “Software” specially designed or modified to improve the operational performance or reduce the navigational error of systems to the levels controlled by 7A003 or 7A004;
b. “Source code” for hybrid integrated systems that improves the operational performance or reduces the navigational error of systems to the level controlled by 7A003 by continuously combining inertial data with any of the following:
b.1. Doppler radar velocity data;
b.2. Global navigation satellite systems (i.e., GPS or GLONASS) reference data; or
b.3. Data from ‘Data-Based Referenced Navigation’ (‘DBRN’) systems;
c. “Source code” for integrated avionics or mission systems that combine sensor data and employ “expert systems”;
d. “Source code” for the “development” of any of the following:
d.1. Digital flight management systems for “total control of flight”;
d.2. Integrated propulsion and flight control systems;
d.3. Fly-by-wire or fly-by-light control systems;
d.4. Fault-tolerant or self-reconfiguring “active flight control systems”;
d.5. Airborne automatic direction finding equipment;
d.6. Air data systems based on surface static data; or
d.7. Raster-type head-up displays or three dimensional displays;
e. Computer-aided-design (CAD) “software” specially designed for the “development” of “active flight control systems”, helicopter multi-axis fly-by-wire or fly-by-light controllers or helicopter “circulation controlled anti-torque or circulation-controlled direction control systems” whose “technology” is controlled by 7E004.b, 7E004.c.1 or 7E004.c.2.
7D101 “Software” specially designed or modified for the “use” of equipment controlled by 7A001 to 7A006, 7A101 to 7A106, 7A115, 7A116, 7B001, 7B002, 7B003, 7B101, 7B102, or 7B103.
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: (1) The “software” related to 7A003.b, 7A005, 7A103.b, 7A105, 7A106, 7A115, 7A116, 7A117, or 7B103 are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. (See 22 CFR part 121.) (2) “Software” for inertial navigation systems and inertial equipment, and specially designed components therefor, not designed for use on civil aircraft by civil aviation authorities of a country listed in Country Group A:1 is subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. (See 22 CFR part 121.)
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
7D102 Integration “software”, as follows (See List of Items Controlled).
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: The “software” related to 7A003.b or 7A103.b are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. (See 22 CFR part 121.)
Related Definitions: N/A
Items:
a. Integration “software” for the equipment controlled by 7A103.b.
b. Integration “software” specially designed for the equipment controlled by 7A003 or 7A103.a.
7D103 “Software” specially designed for modelling or simulation of the “guidance sets” controlled by 7A117 or for their design integration with “missiles”. (This entry is subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. See 22 CFR part 121.)
7D994 “Software”, n.e.s., for the “development”, “production”, or “use” of navigation, airborne communication and other avionics.
License Requirements
Reason for Control: AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading.
E. Technology
7E001 “Technology” according to the General Technology Note for the “development” of equipment or “software” controlled by 7A (except 7A994), 7B (except 7B994) or 7D (except 7D994).
License Requirements
Reason for Control: NS, MT, RS, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to ``technology'' for items NS Column 1
controlled by 7A001 to 7A004, 7A006,
7B001 to 7B003, 7D001 to 7D003.
MT applies to entire entry............. MT Column 1
RS applies to ``technology'' for RS Column 1
inertial navigation systems, inertial
equipment and specially designed
components therefor, for civil
aircraft.
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: (1) See also 7E101 and 7E994. (2) The “technology” related to 7A003.b, 7A005, 7A007, 7A103.b, 7A105, 7A106, 7A115, 7A116, 7A117, 7B103, software in 7D101 specified in the Related Controls paragraph of ECCN 7D101, 7D102.a, or 7D103 are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls (see 22 CFR part 121).
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
7E002 “Technology” according to the General Technology Note for the “production” of equipment controlled by 7A (except 7A994) or 7B (except 7B994).
License Requirements
Reason for Control: NS, MT, RS, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to ``technology'' for NS Column 1
equipment controlled by 7A001 to
7A004, 7A006 or 7B001 to 7B003.
MT applies to entire entry............. MT Column 1
RS applies to ``technology'' for RS Column 1
inertial navigation systems, inertial
equipment and specially designed
components therefor, for civil
aircraft.
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: (1) See also 7E102 and 7E994. (2) The “technology” related to 7A003.b, 7A005, 7A007, 7A103.b, 7A105, 7A106, 7A115, 7A116, 7A117, or 7B103 are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls (see 22 CFR part 121)
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
7E003 “Technology” according to the General Technology Note for the repair, refurbishing or overhaul of equipment controlled by 7A001 to 7A004.
License Requirements
Reason for Control: NS, MT, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: See also 7E994. This entry does not control maintenance “technology” directly associated with calibration, removal or replacement of damaged or unserviceable LRUs and SRAs of a “civil aircraft” as described in Maintenance Level I or Maintenance Level II
Related Definition: Refer to the Related Definitions for 7B001
Items: The list of items controlled is contained in the ECCN heading
7E004 Other “technology”, as follows (see List of Items Controlled).
License Requirements
Reason for Control: NS, MT, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: See also 7E104 and 7E994
Related Definitions: “Primary flight control” means an “aircraft” stability or maneuvering control using force/moment generators, i.e., aerodynamic control surfaces or propulsive thrust vectoring.
Items: a. “Technology” for the “development” or “production” of:
a.1. Airborne automatic direction finding equipment operating at frequencies exceeding 5 MHz;
a.2. Air data systems based on surface static data only, i.e., that dispense with conventional air data probes;
a.3. Raster-type head-up displays or three dimensional displays for “aircraft”;
a.4. Inertial navigation systems or gyro-astro compasses containing accelerometers or gyros controlled by 7A001 or 7A002;
a.5. Electric actuators (i.e., electromechanical, electrohydrostatic and integrated actuator package) specially designed for “primary flight control”;
a.6. “Flight control optical sensor array” specially designed for implementing “active flight control systems”;
b. “Development” “technology”, as follows, for “active flight control systems” (including fly-by-wire or fly-by-light):
b.1. Configuration design for interconnecting multiple microelectronic processing elements (on-board computers) to achieve “real time processing” for control law implementation;
b.2. Control law compensation for sensor location or dynamic airframe loads, i.e., compensation for sensor vibration environment or for variation of sensor location from the center of gravity;
b.3. Electronic management of data redundancy or systems redundancy for fault detection, fault tolerance, fault isolation or reconfiguration;
Note: 7E004.b.3. does not control “technology” for the design of physical redundancy.
b.4. Flight controls that permit inflight reconfiguration of force and moment controls for real time autonomous air vehicle control;
b.5. Integration of digital flight control, navigation and propulsion control data into a digital flight management system for “total control of flight”;
Note: 7E004.b.5 does not control:
1. “Development” “technology” for integration of digital flight control, navigation and propulsion control data into a digital flight management system for “flight path optimization”;
2. “Development” “technology” for “aircraft” flight instrument systems integrated solely for VOR, DME, ILS or MLS navigation or approaches.
b.6. Full authority digital flight control or multisensor mission management systems employing “expert systems”;
N.B.: For “technology” for Full Authority Digital Engine Control (“FADEC”), see 9E003.a.9.
c. “Technology” for the “development” of helicopter systems, as follows:
c.1. Multi-axis fly-by-wire or fly-by-light controllers that combine the functions of at least two of the following into one controlling element:
c.1.a. Collective controls;
c.1.b. Cyclic controls;
c.1.c. Yaw controls;
c.2. “Circulation-controlled anti-torque or circulation-controlled directional control systems”;
c.3. Rotor blades incorporating “variable geometry airfoils” for use in systems using individual blade control.
7E101 ““Technology”, according to the General Technology Note for the “use” of equipment controlled by 7A001 to 7A006, 7A101 to 7A106, 7A115 to 7A117, 7B001, 7B002, 7B003, 7B101, 7B102, 7B103, or 7D101 to 7D103.
License Requirements
Reason for Control: MT, RS, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1
RS applies to ``use'' of inertial RS Column 1
navigation systems, inertial equipment
and specially designed components
therefor, for civil aircraft.
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: (1) The “technology” related to 7A003.b, 7A005, 7A103.b, 7A105, 7A106, 7A115, 7A116, 7A117, 7B103, software specified in the Related Controls paragraph of ECCN 7D101, 7D102.a, or 7D103 are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. (See 22 CFR part 121.) (2) “Technology” for inertial navigation systems and inertial equipment, and specially designed components therefor, not for use on civil aircraft are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. (See 22 CFR part 121.)
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
7E102 “Technology” for protection of avionics and electrical subsystems against electromagnetic pulse (EMP) and electromagnetic interference (EMI) hazards, from external sources, as follows (see List of Items Controlled).
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: a. Design “technology” for shielding systems;
b. Design “technology” for the configuration of hardened electrical circuits and subsystems;
c. Design “technology” for the determination of hardening criteria of .a and .b of this entry.
7E104 Design “Technology” for the integration of the flight control, guidance, and propulsion data into a flight management system, designed or modified for “missiles”, for optimization of rocket system trajectory. (This entry is subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. See 22 CFR part 121.)
7E994 “Technology”, n.e.s., for the “development”, “production”, or “use” of navigation, airborne communication, and other avionics equipment.
License Requirements
Reason for Control: AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: Technology specific to the development and production of QRS11 sensors remains subject to the licensing jurisdiction of the Department of State (see ECCN 7A994, Related Controls).
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
EAR99 Items subject to the EAR that are not elsewhere specified in this CCL Category or in any other category in the CCL are designated by the number EAR99.
Category 8—Marine
A. Systems, Equipment and Components
8A001 Submersible vehicles and surface vessels, as follows (see List of Items Controlled).
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Requirement Notes: See §743.1 of the EAR for reporting requirements for exports under License Exceptions.
License Exceptions
LVS: $5000; N/A for 8A001.b and .d
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; parts and accessories in $ value
Related Controls: For the control status of equipment for submersible vehicles, see: Category 5, Part 2 “Information Security” for encrypted communication equipment; Category 6 for sensors; Categories 7 and 8 for navigation equipment; Category 8A for underwater equipment.
Related Definitions: N/A
Items: a. Manned, tethered submersible vehicles designed to operate at depths exceeding 1,000 m;
b. Manned, untethered submersible vehicles, having any of the following:
b.1. Designed to operate autonomously and having a lifting capacity of all the following:
b.1.a. 10% or more of their weight in air; and
b.1.b. 15 kN or more;
b.2. Designed to operate at depths exceeding 1,000 m; or
b.3. Having all of the following:
b.3.a. Designed to carry a crew of 4 or more;
b.3.b. Designed to operate autonomously for 10 hours or more;
b.3.c. Having a range of 25 nautical miles or more; and
b.3.d. Having a length of 21 m or less;
Technical Notes: 1. For the purposes of 8A001.b, “operate autonomously” means fully submerged, without snorkel, all systems working and cruising at minimum speed at which the submersible can safely control its depth dynamically by using its depth planes only, with no need for a support vessel or support base on the surface, sea-bed or shore, and containing a propulsion system for submerged or surface use.
2. For the purposes of 8A001.b, “range” means half the maximum distance a submersible vehicle can cover.
c. Unmanned, tethered submersible vehicles designed to operate at depths exceeding 1,000 m, having any of the following:
c.1. Designed for self-propelled manoeuvre using propulsion motors or thrusters controlled by 8A002.a.2; or
c.2. Having a fiber optic data link;
d. Unmanned, untethered submersible vehicles, having any of the following:
d.1. Designed for deciding a course relative to any geographical reference without real-time human assistance;
d.2. Having an acoustic data or command link; or
d.3. Having a fiber optic data or command link exceeding 1,000 m;
e. Ocean salvage systems with a lifting capacity exceeding 5 MN for salvaging objects from depths exceeding 250 m and having any of the following:
e.1. Dynamic positioning systems capable of position keeping within 20 m of a given point provided by the navigation system; or
e.2. Seafloor navigation and navigation integration systems for depths exceeding 1,000 m with positioning accuracies to within 10 m of a predetermined point;
f. Surface-effect vehicles (fully skirted variety) having all of the following characteristics:
f.1. A maximum design speed, fully loaded, exceeding 30 knots in a significant wave height of 1.25 m (Sea State 3) or more;
f.2. A cushion pressure exceeding 3,830 Pa; and
f.3. A light-ship-to-full-load displacement ratio of less than 0.70;
g. Surface-effect vehicles (rigid sidewalls) with a maximum design speed, fully loaded, exceeding 40 knots in a significant wave height of 3.25 m (Sea State 5) or more;
h. Hydrofoil vessels with active systems for automatically controlling foil systems, with a maximum design speed, fully loaded, of 40 knots or more in a significant wave height of 3.25 m (Sea State 5) or more;
i. Small waterplane area vessels having any of the following:
i.1. A full load displacement exceeding 500 tons with a maximum design speed, fully loaded, exceeding 35 knots in a significant wave height of 3.25 m (Sea State 5) or more; or
i.2. A full load displacement exceeding 1,500 tons with a maximum design speed, fully loaded, exceeding 25 knots in a significant wave height of 4 m (Sea State 6) or more.
Technical Note: A small waterplane area vessel is defined by the following formula: waterplane area at an operational design draught less than 2 × (displaced volume at the operational design draught)2/3.
8A002 Systems and equipment, as follows (see List of Items Controlled).
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Requirement Notes: See §743.1 of the EAR for reporting requirements for exports under License Exceptions.
License Exceptions
LVS: $5000; N/A for 8A002.o.3.b
GBS: Yes for 8A002.e.2 and manipulators for civil end-uses (e.g., underwater oil, gas or mining operations) controlled by 8A002.i.2 and having 5 degrees of freedom of movement
CIV: Yes for 8A002.e.2 and manipulators for civil end-uses (e.g., underwater oil, gas or mining operations) controlled by 8A002.i.2 and having 5 degrees of freedom of movement
List of Items Controlled
Unit: Equipment in number
Related Controls: See also 8A992 and for underwater communications systems, see Category 5, Part I—Telecommunications). 8A002 does not control closed and semi-closed circuit (rebreathing) apparatus that is controlled under 8A018.a. See also 8A992 for self-contained underwater breathing apparatus that is not controlled by 8A002 or released for control by the 8A002.q Note.
Related Definitions: N/A
Items:
a. Systems and equipment, specially designed or modified for submersible vehicles, designed to operate at depths exceeding 1,000 m, as follows:
a.1. Pressure housings or pressure hulls with a maximum inside chamber diameter exceeding 1.5 m;
a.2. Direct current propulsion motors or thrusters;
a.3. Umbilical cables, and connectors therefor, using optical fiber and having synthetic strength members;
b. Systems specially designed or modified for the automated control of the motion of submersible vehicles controlled by 8A001 using navigation data and having closed loop servo-controls:
b.1. Enabling a vehicle to move within 10 m of a predetermined point in the water column;
b.2. Maintaining the position of the vehicle within 10 m of a predetermined point in the water column; or
b.3. Maintaining the position of the vehicle within 10 m while following a cable on or under the seabed;
c. Fiber optic hull penetrators or connectors;
d. Underwater vision systems, as follows:
d.1. Television systems and television cameras, as follows:
d.1.a. Television systems (comprising camera, monitoring and signal transmission equipment) having a limiting resolution when measured in air of more than 800 lines and specially designed or modified for remote operation with a submersible vehicle;
d.1.b. Underwater television cameras having a limiting resolution when measured in air of more than 1,100 lines;
d.1.c. Low light level television cameras specially designed or modified for underwater use containing all of the following:
d.1.c.1. Image intensifier tubes controlled by 6A002.a.2.a; and
d.1.c.2. More than 150,000 “active pixels” per solid state area array;
Technical Note: Limiting resolution in television is a measure of horizontal resolution usually expressed in terms of the maximum number of lines per picture height discriminated on a test chart, using IEEE Standard 208/1960 or any equivalent standard.
d.2. Systems, specially designed or modified for remote operation with an underwater vehicle, employing techniques to minimize the effects of back scatter, including range-gated illuminators or “laser” systems;
e. Photographic still cameras specially designed or modified for underwater use below 150 m having a film format of 35 mm or larger, and having any of the following:
e.1. Annotation of the film with data provided by a source external to the camera;
e.2. Automatic back focal distance correction; or
e.3. Automatic compensation control specially designed to permit an underwater camera housing to be usable at depths exceeding 1,000 m;
f. Electronic imaging systems, specially designed or modified for underwater use, capable of storing digitally more than 50 exposed images;
g. Light systems, as follows, specially designed or modified for underwater use:
g.1. Stroboscopic light systems capable of a light output energy of more than 300 J per flash and a flash rate of more than 5 flashes per second;
g.2. Argon arc light systems specially designed for use below 1,000 m;
h. “Robots” specially designed for underwater use, controlled by using a dedicated computer, having any of the following:
h.1. Systems that control the “robot” using information from sensors which measure force or torque applied to an external object, distance to an external object, or tactile sense between the “robot” and an external object; or
h.2. The ability to exert a force of 250 N or more or a torque of 250 Nm or more and using titanium based alloys or “fibrous or filamentary” “composite” materials in their structural members;
i. Remotely controlled articulated manipulators specially designed or modified for use with submersible vehicles, having any of the following:
i.1. Systems which control the manipulator using the information from sensors which measure the torque or force applied to an external object, or tactile sense between the manipulator and an external object; or
i.2. Controlled by proportional master-slave techniques or by using a dedicated computer, and having 5 degrees of freedom of movement or more;
Note: Only functions having proportional control using positional feedback or by using a dedicated computer are counted when determining the number of degrees of freedom of movement.
j. Air independent power systems, specially designed for underwater use, as follows:
j.1. Brayton or Rankine cycle engine air independent power systems having any of the following:
j.1.a. Chemical scrubber or absorber systems specially designed to remove carbon dioxide, carbon monoxide and particulates from recirculated engine exhaust;
j.1.b. Systems specially designed to use a monoatomic gas;
j.1.c. Devices or enclosures specially designed for underwater noise reduction in frequencies below 10 kHz, or special mounting devices for shock mitigation; or
j.1.d. Systems specially designed:
j.1.d.1. To pressurize the products of reaction or for fuel reformation;
j.1.d.2. To store the products of the reaction; and
j.1.d.3. To discharge the products of the reaction against a pressure of 100 kPa or more;
j.2. Diesel cycle engine air independent systems, having all of the following:
j.2.a. Chemical scrubber or absorber systems specially designed to remove carbon dioxide, carbon monoxide and particulates from recirculated engine exhaust;
j.2.b. Systems specially designed to use a monoatomic gas;
j.2.c. Devices or enclosures specially designed for underwater noise reduction in frequencies below 10 kHz or special mounting devices for shock mitigation; and
j.2.d. Specially designed exhaust systems that do not exhaust continuously the products of combustion;
j.3. Fuel cell air independent power systems with an output exceeding 2 kW having any of the following:
j.3.a. Devices or enclosures specially designed for underwater noise reduction in frequencies below 10 kHz or special mounting devices for shock mitigation; or
j.3.b. Systems specially designed:
j.3.b.1. To pressurize the products of reaction or for fuel reformation;
j.3.b.2. To store the products of the reaction; and
j.3.b.3. To discharge the products of the reaction against a pressure of 100 kPa or more;
j.4. Stirling cycle engine air independent power systems, having all of the following:
j.4.a. Devices or enclosures specially designed for underwater noise reduction in frequencies below 10 kHz or special mounting devices for shock mitigation; and
j.4.b. Specially designed exhaust systems which discharge the products of combustion against a pressure of 100 kPa or more;
k. Skirts, seals and fingers, having any of the following:
k.1. Designed for cushion pressures of 3,830 Pa or more, operating in a significant wave height of 1.25 m (Sea State 3) or more and specially designed for surface effect vehicles (fully skirted variety) controlled by 8A001.f; or
k.2. Designed for cushion pressures of 6,224 Pa or more, operating in a significant wave height of 3.25 m (Sea State 5) or more and specially designed for surface effect vehicles (rigid sidewalls) controlled by 8A001.g;
l. Lift fans rated at more than 400 kW specially designed for surface effect vehicles controlled by 8A001.f or 8A001.g;
m. Fully submerged subcavitating or supercavitating hydrofoils specially designed for vessels controlled by 8A001.h;
n. Active systems specially designed or modified to control automatically the sea-induced motion of vehicles or vessels controlled by 8A001.f, 8A001.g, 8A001.h or 8A001.i;
o. Propellers, power transmission systems, power generation systems and noise reduction systems, as follows:
o.1. Water-screw propeller or power transmission systems, as follows, specially designed for surface effect vehicles (fully skirted or rigid sidewall variety), hydrofoils or small waterplane area vessels controlled by 8A001.f, 8A001.g, .8A001.h or 8A001.i:
o.1.a. Supercavitating, super-ventilated, partially-submerged or surface piercing propellers rated at more than 7.5 MW;
o.1.b. Contrarotating propeller systems rated at more than 15 MW;
o.1.c. Systems employing pre-swirl or post-swirl techniques for smoothing the flow into a propeller;
o.1.d. Light-weight, high capacity (K factor exceeding 300) reduction gearing;
o.1.e. Power transmission shaft systems, incorporating “composite” material components, capable of transmitting more than 1 MW;
o.2. Water-screw propeller, power generation systems or transmission systems designed for use on vessels, as follows:
o.2.a. Controllable-pitch propellers and hub assemblies rated at more than 30 MW;
o.2.b. Internally liquid-cooled electric propulsion engines with a power output exceeding 2.5 MW;
o.2.c. “Superconductive” propulsion engines, or permanent magnet electric propulsion engines, with a power output exceeding 0.1 MW;
o.2.d. Power transmission shaft systems, incorporating “composite” material components, capable of transmitting more than 2 MW;
o.2.e. Ventilated or base-ventilated propeller systems rated at more than 2.5 MW;
o.3. Noise reduction systems designed for use on vessels of 1,000 tons displacement or more, as follows:
o.3.a. Systems that attenuate underwater noise at frequencies below 500 Hz and consist of compound acoustic mounts for the acoustic isolation of diesel engines, diesel generator sets, gas turbines, gas turbine generator sets, propulsion motors or propulsion reduction gears, specially designed for sound or vibration isolation, having an intermediate mass exceeding 30% of the equipment to be mounted;
o.3.b. Active noise reduction or cancellation systems, or magnetic bearings, specially designed for power transmission systems, and incorporating electronic control systems capable of actively reducing equipment vibration by the generation of anti-noise or anti-vibration signals directly to the source;
p. Pumpjet propulsion systems having a power output exceeding 2.5 MW using divergent nozzle and flow conditioning vane techniques to improve propulsive efficiency or reduce propulsion-generated underwater-radiated noise.
q. Self-contained, closed or semi-closed circuit (rebreathing) diving and underwater swimming apparatus.
Note: 8A002.q does not control an individual apparatus for personal use when accompanying its user.
8A018 Items on the International Munitions List.
License Requirements
Reason for Control: NS, AT, UN.
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry.............. NS Column 1.
AT applies to entire entry.............. AT Column 1.
UN applies to entire entry.............. Iraq and Rwanda.
------------------------------------------------------------------------
License Exceptions
LVS: $5000, except N/A for Rwanda
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: See also 8A002 and 8A992.
Related Definitions: N/A
Items: a. Closed and semi-closed circuit (rebreathing) apparatus specially designed for military use, and specially designed components for use in the conversion of open-circuit apparatus to military use;
b. Naval equipment, as follows:
b.1. Diesel engines of 1,500 hp and over with rotary speed of 700 rpm or over specially designed for submarines;
b.2. Electric motors specially designed for submarines, i.e., over 1,000 hp, quick reversing type, liquid cooled, and totally enclosed;
b.3. Nonmagnetic diesel engines, 50 hp and over, specially designed for military purposes. (An engine shall be presumed to be specially designed for military purposes if it has nonmagnetic parts other than crankcase, block, head, pistons, covers, end plates, valve facings, gaskets, and fuel, lubrication and other supply lines, or its nonmagnetic content exceeds 75 percent of total weight.);
b.4. Submarine and torpedo nets; and
b.5. Components, parts, accessories, and attachments for the above.
8A918 Marine Boilers.
License Requirements
Reason for Control: RS, AT, UN.
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
RS applies to entire entry............. RS Column 2.
AT applies to entire entry............. AT Column 1.
UN applies to entire entry............. Iraq and Rwanda.
------------------------------------------------------------------------
License Exceptions
LVS: $5000, except N/A for Rwanda
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: a. Marine boilers designed to have any of the following characteristics:
a.1. Heat release rate (at maximum rating) equal to or in excess of 190,000 BTU per hour per cubic foot of furnace volume; or
a.2. Ratio of steam generated in pounds per hour (at maximum rating) to the dry weight of the boiler in pounds equal to or in excess of 0.83.
b. Components, parts, accessories, and attachments for the above.
8A992 Vessels, marine systems or equipment, not controlled by 8A001, 8A002 or 8A018, and specially designed parts therefor.
License Requirements
Reason for Control: AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: See also 8A002 and 8A018
Related Definitions: N/A
Items: a. Underwater vision systems, as follows:
a.1. Television systems (comprising camera, lights, monitoring and signal transmission equipment) having a limiting resolution when measured in air of more than 500 lines and specially designed or modified for remote operation with a submersible vehicle; or
a.2. Underwater television cameras having a limiting resolution when measured in air of more than 700 lines;
Technical Note: Limiting resolution in television is a measure of horizontal resolution usually expressed in terms of the maximum number of lines per picture height discriminated on a test chart, using IEEE Standard 208/1960 or any equivalent standard.
b. Photographic still cameras specially designed or modified for underwater use, having a film formate of 35 mm or larger, and having autofocussing or remote focussing specially designed for underwater use;
c. Stroboscopic light systems, specially designed or modified for underwater use, capable of a light output energy of more than 300 J per flash;
d. Other underwater camera equipment, n.e.s.;
e. Other submersible systems, n.e.s.;
(f) Vessels, n.e.s., including inflatable boats, and specially designed components therefor, n.e.s.
g. Marine engines (both inboard and outboard) and submarine engines, n.e.s.; and specially designed parts therefor, n.e.s.;
h. Other self-contained underwater breathing apparatus (scuba gear) and related equipment, n.e.s.;
i. Life jackets, inflation cartridges, compasses, wetsuits, masks, fins, weight belts, and dive computers;
j. Underwater lights and propulsion equipment;
k. Air compressors and filtration systems specially designed for filling air cylinders.
B. Test, Inspection and Production Equipment
8B001 Water tunnels, having a background noise of less than 100 dB (reference 1 µPa, 1 Hz) in the frequency range from 0 to 500 Hz, designed for measuring acoustic fields generated by a hydro-flow around propulsion system models.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
LVS: $3000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
C. Materials
8C001 Syntactic foam designed for underwater use, having all of the following (see List of Items Controlled).
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definition: Syntactic foam consists of hollow spheres of plastic or glass embedded in a resin matrix
Items: a. Designed for marine depths exceeding 1,000 m; and
b. A density less than 561 kg/m 3 .
D. Software
8D001 “Software” specially designed or modified for the “development”, “production” or “use” of equipment or materials controlled by 8A (except 8A018 or 8A992), 8B or 8C.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Requirement Notes: See §743.1 of the EAR for reporting requirements for exports under License Exceptions.
License Exceptions
CIV: N/A
TSR: Yes, except for the following:
(1) Items controlled for MT reasons; or
(2) Exports or reexports to destinations outside of Austria, Belgium, Canada, Denmark, Finland, France, Germany, Greece, Ireland, Italy, Japan, Luxembourg, the Netherlands, Portugal, Spain, Sweden, or the United Kingdom of “software” specially designed for the “development” or “production” of equipment controlled by 8A001.b, 8A001.d, or 8A002.o.3.b.
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
8D002 Specific “software” specially designed or modified for the “development”, “production”, repair, overhaul or refurbishing (re-machining) of propellers specially designed for underwater noise reduction.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Requirement Notes: See §743.1 of the EAR for reporting requirements for exports under License Exceptions.
License Exceptions
CIV: N/A
TSR: Yes
List of Items Controlled
Unit: $ value
Related Controls: See also 8D992
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
8D992 “Software” specially designed or modified for the “development”, “production” or “use” of equipment controlled by 8A992.
License Requirements
Reason for Control: AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
E. Technology
8E001 “Technology” according to the General Technology Note for the “development” or “production” of equipment or materials controlled by 8A (except 8A018 or 8A992), 8B or 8C.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Requirement Notes: See §743.1 of the EAR for reporting requirements for exports under License Exceptions.
License Exceptions
CIV: N/A
TSR: Yes, except for the following:
(1) Items controlled for MT reasons; or
(2) Exports or reexports to destinations outside of Austria, Belgium, Canada, Denmark, Finland, France, Germany, Greece, Ireland, Italy, Japan, Luxembourg, the Netherlands, Portugal, Spain, Sweden, or the United Kingdom of “technology” for items controlled by 8A001.b, 8A001.d or 8A002.o.3.b.
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
8E002 Other “technology”, as follows (see List of Items Controlled).
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Requirement Notes: See §743.1 of the EAR for reporting requirements for exports under License Exceptions.
License Exceptions
CIV: N/A
TSR: Yes
List of Items Controlled
Unit: N/A
Related Controls: See also 8E992
Related Definitions: N/A
Items: a. “Technology” for the “development”, “production”, repair, overhaul or refurbishing (re-machining) of propellers specially designed for underwater noise reduction;
b. “Technology” for the overhaul or refurbishing of equipment controlled by 8A001, 8A002.b, 8A002.j, 8A002.o or 8A002.p.
8E992 “Technology” for the “development”, “production” or “use” of equipment controlled by 8A992.
License Requirements
Reason for Control: AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
EAR99 Items subject to the EAR that are not elsewhere specified in this CCL Category or in any other category in the CCL are designated by the number EAR99.
Category 9—Propulsion Systems, Space Vehicles and Related Equipment
A. Systems, Equipment and Components
N.B.: For propulsion systems designed or rated against neutron or transient ionizing, see the U.S. Munitions List, 22 CFR part 121.
9A001 Aero gas turbine engines incorporating any of the “technologies” controlled by 9E003.a, as follows (see List of Items Controlled).
License Requirements
Reason for Control: NS, MT, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1
MT applies to only to those engines MT Column 1
that meet the characteristics listed
in 9A101.
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; parts and accessories in $ value
Related Controls: See also 9A101 and 9A991
Related Definitions: N/A
Items: a. Incorporating any of the technologies controlled by 9E003.a.; or
Note: 9A001.a. does not control aero gas turbine engines which meet all of the following:
1. Certified by the civil aviation authority in a country listed in Supplement No. 1 to part 743; and
2. Intended to power non-military manned aircraft for which a civil Type Certificate has been issued by a country listed in Supplement No. 1 to part 743.
b. Designed to power an aircraft designed to cruise at Mach 1 or higher for more than 30 minutes.
9A002 Marine gas turbine engines with an ISO standard continuous power rating of 24,245 kW or more and a specific fuel consumption not exceeding 0.219 kg/kWh in the power range from 35 to 100%, and specially designed assemblies and components therefor.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Number
Related Controls: N/A (continued)