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Related Definition: The term “marine gas turbine engines” includes those industrial, or aero-derivative, gas turbine engines adapted for a ship's electric power generation or propulsion
Items: The list of items controlled is contained in the ECCN heading
9A003 Specially designed assemblies and components, incorporating any of the “technologies” controlled by 9E003.a, for gas turbine engine propulsion systems, as follows (see List of Items Controlled).
License Requirements
Reason for Control: NS, AT
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Control(s) Country chart
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NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
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License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Number
Related Controls: N/A
Related Definition: N/A
Items: a. Controlled by 9A001;
b. Whose design or production origins are either countries in Country Group D:1 or unknown to the manufacturer.
9A004 Space launch vehicles and “spacecraft”.
License Requirements
Reason for Control: NS and AT
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Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............... NS Column 1
AT applies to entire entry............... AT Column 1
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License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number. Components, parts and accessories in $ value. Related Controls: (1.) See also 9A104. (2.) Space launch vehicles are under the jurisdiction of the Department of State. (3.) Effective March 15, 1999, all satellites, including commercial communications satellites, are subject to the ITAR. Effective March 15, 1999, all license applications for the export of commercial communications satellites will be processed by the State Department, Directorate of Defense Trade Controls. Retransfer of jurisdiction for commercial communications satellites and related items shall not affect the validity of any export license issued by the Department of Commerce prior to March 15, 1999, or of any export license application filed under the Export Administration Regulations on or before March 14, 1999, and subsequently issued by the Department of Commerce. Commercial communications satellites licensed by the Department of Commerce, including those already exported, remain subject to the EAR and all terms and conditions of issued export licenses until their stated expiration date. All licenses issued by the Department of Commerce for commercial communications satellites, including licenses issued after March 15, 1999, remain subject to SI controls throughout the validity of the license. Effective March 15, 1999, Department of State jurisdiction shall apply to any instance where a replacement license would normally be required from the Department of Commerce. Transferring registration or operational control to any foreign person of any item controlled by this entry must be authorized on a license issued by the Department of State, Directorate of Defense Trade Controls. This requirement applies whether the item is physically located in the United States or abroad. (4.) All other “spacecraft” not controlled under 9A004 and their payloads, and specifically designed or modified components, parts, accessories, attachments, and associated equipment, including ground support equipment, are subject to the export licensing authority of the Department of State unless otherwise transferred to the Department of Commerce via a commodity jurisdiction determination by the Department of State. (5.) Exporters requesting a license from the Department of Commerce for “spacecraft” and their associated parts and components, other than the international space station, must provide a statement from the Department of State, Directorate of Defense Trade Controls, verifying that the item intended for export is under the licensing jurisdiction of the Department of Commerce. All specially designed or modified components, parts, accessories, attachments, and associated equipment for “spacecraft” that have been determined by the Department of State through the commodity jurisdiction process to be under the licensing jurisdiction of the Department of Commerce and that are not controlled by any other ECCN on the Commerce Control List will be assigned a classification under this ECCN 9A004. (6.) Technical data required for the detailed design, development, manufacturing, or production of the international space station (to include specifically designed parts and components) remains under the jurisdiction of the Department of State. This control by the ITAR of detailed design, development, manufacturing or production technology for NASA's international space station does not include that level of technical data necessary and reasonable for assurance that a U.S.-built item intended to operate on NASA's international space station has been designed, manufactured, and tested in conformance with specified requirements (e.g., operational performance, reliability, lifetime, product quality, or delivery expectations). All technical data and all defense services, including all technical assistance, for launch of the international space station, including launch vehicle compatibility, integration, or processing data, are controlled and subject to the jurisdiction of the Department of State, in accordance with 22 CFR parts 120 through 130.
Items: a. The international space station being developed, launched and operated under the supervision of the U.S. National Aeronautics and Space Administration. Hardware specific to the international space station transferred to the Department of Commerce by commodity jurisdiction action is also included.
b. Specific items as may be determined to be not subject to the ITAR through the commodity jurisdiction procedure administered by the Department of State after March 15, 1999.
9A005 Liquid rocket propulsion systems containing any of the systems or components controlled by 9A006. (These items are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. See 22 CFR part 121.)
9A006 Systems and components specially designed for liquid rocket propulsion systems. (These items are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. See 22 CFR part 121.)
9A007 Solid rocket propulsion systems. (These items are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. See 22 CFR part 121.)
9A008 Components specially designed for solid rocket propulsion systems. (These items are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. See 22 CFR part 121.)
9A009 Hybrid rocket propulsion systems. (These items are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. See 22 CFR part 121.)
9A010 Specially designed components, systems and structures for launch vehicles, launch vehicle propulsion systems or “spacecraft”. (These items are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. See 22 CFR part 121.)
9A011 Ramjet, scramjet or combined cycle engines and specially designed components therefor. (These items are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. See 22 CFR part 121.)
9A012 Non-military unmanned aerial vehicles, having any of the following characteristics (see List of Items Controlled).
License Requirements
Reason for Control: NS, MT, AT
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Control(s) Country Chart
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NS applies to entire entry............. NS Column 1
MT applies to non-military unmanned air MT Column 1
vehicle systems (UAVs) and remotely
piloted vehicles (RPVs) that are
capable of a maximum range of at least
300 kilometers (km), regardless of
payload.
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; parts and accessories in $ value
Related Controls: See the U.S. Munitions List Category VIII (22 CFR part 121).
Related Definitions: N/A
Items:
a. An autonomous flight control and navigation capability (e.g., an autopilot with an Inertial Navigation System); or
b. Capability of controlled-flight out of the direct vision range involving a human operator (e.g., televisual remote control).
Note: 9A012 does not control model aircraft.
9A018 Equipment on the Wassenaar Arrangement Munitions List
License Requirements
Reason for Control: NS, RS, AT, UN.
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Control(s) Country chart
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NS applies to entire entry............. NS Column 1.
RS applies to 9A018.a and b............ RS Column 2.
AT applies to entire entry............. AT Column 1.
UN applies to entire entry............. Iraq and Rwanda.
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License Exceptions
LVS: $1500, except N/A for Rwanda
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; parts and accessories in $ value
Related Controls: (a) Parachute systems designed for use in dropping military equipment, braking military aircraft, slowing spacecraft descent, or retarding weapons delivery; (b) Instrument flight trainers for combat simulation; and (c) military ground armed or armored vehicles and parts and components specific thereto described in 22 CFR part 121, Category VII; and all-wheel drive vehicles capable of off-road use that have been armed or armored with articles described in 22 CFR part 121, Category XIII (See §770.2(h)—Interpretation 8) are all subject to the export licensing jurisdiction of the U.S. Department of State, Directorate of Defense Trade Controls.
Related Definition: This entry controls parachute systems designed for use in dropping personnel only.
Items: a. Military trainer aircraft bearing “T” designations:
a.1. Using reciprocating engines; or
a.2. Turbo prop engines with less than 600 horse power (h.p.);
a.3. T–37 model jet trainer aircraft; and
a.4. Specially designed component parts.
b. Ground transport vehicles (including trailers) and parts and components therefor designed or modified for non-combat military use and unarmed all-wheel drive vehicles capable of off-road use which have been manufactured or fitted with materials to provide ballistic protection to level III (National Institute of Justice standard 0108.01, September 1985) or better. (See §770.2(h)—Interpretation 8).
c. Pressure refuelers, pressure refueling equipment, and equipment specially designed to facilitate operations in confined areas; and ground equipment, n.e.s, developed specially for military aircraft and helicopters, and specially designed parts and accessories, n.e.s.;
d. Pressurized breathing equipment specially designed for use in military aircraft and helicopters;
e. Military parachutes and complete canopies, harnesses, and platforms and electronic release mechanisms therefor, except such types as are in normal sporting use;
f. Military instrument flight trainers, except for combat simulation; and components, parts, attachments and accessories specially designed for such equipment.
9A101 Lightweight turbojet and turbofan engines (including turbocompound engines) usable in “missiles”, other than those controlled by 9A001, as follows (see List of Items Controlled).
License Requirements
Reason for Control: MT, AT
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Control(s) Country chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
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License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; parts and accessories in $ value
Related Controls: 9A101.b controls only engines for non-military unmanned air vehicles [UAVs] or remotely piloted vehicles [RPVs], and does not control other engines designed or modified for use in “missiles”, which are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls (see 22 CFR part 121).
Related Definitions: N/A
Items:
a. Engines having both of the following characteristics:
a.1. Maximum thrust value greater than 400 N (achieved un-installed) excluding civil certified engines with a maximum thrust value greater than 8,890 N (achieved un-installed), and
a.2. Specific fuel consumption of 0.15 kg/N/hr or less (at maximum continuous power at sea level static and standard conditions); or
b. Engines designed or modified for use in “missiles”, regardless of thrust or specific fuel consumption.
9A104 Sounding rockets, capable of a range of at least 300 km. (These items are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. See 22 CFR part 121.)
9A105 Liquid propellant rocket engines. (These items are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. See 22 CFR part 121.)
9A106 Systems or components, other than those controlled by 9A006, usable in “missiles”, as follows (see List of Items Controlled), and specially designed for liquid rocket propulsion systems.
License Requirements
Reason for Control: MT, AT
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Control(s) Country chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
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License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment and components in number; parts and accessories in $ value
Related Controls: Items described in 9A106.a, .b, and .c are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls (See 22 CFR part 121)
Related Definitions: N/A
Items:
a. Ablative liners for thrust or combustion chambers;
b. Rocket nozzles;
c. Thrust vector control sub-systems;
Technical Note: Examples of methods of achieving thrust vector control controlled by 9A106.c includes:
1. Flexible nozzle;
2. Fluid or secondary gas injection;
3. Movable engine or nozzle;
4. Deflection of exhaust gas steam (jet vanes or probes); or
5. Thrust tabs.
d. Liquid and slurry propellant (including oxidizers) control systems, and specially designed components therefor, designed or modified to operate in vibration environments greater than 10 g rms between 20 Hz and 2000 Hz.
Note: The only servo valves and pumps controlled by 9A106.d, are the following:
a. Servo valves designed for flow rates equal to or greater than 24 liters per minute, at an absolute pressure equal to or greater than 7 MPa, that have an actuator response time of less than 100 ms;
b. Pumps, for liquid propellants, with shaft speeds equal to or greater than 8,000 rpm or with discharge pressures equal to or greater than 7 MPa.
e. Flight control servo valves designed or modified for use in “missiles” and designed or modified to operate in a vibration environment greater than 10g rms over the entire range between 20Hz and 2 kHz.
9A107 Solid Propellant Rocket Engines, Usable in Rockets With a Range Capability of 300 Km or Greater, Other Than Those Controlled by 9A007, Having Total Impulse Capacity Equal to or Greater Than 8.41 × 10 5 Ns, but less than 1.1 × 10 6 (These Items are Subject to the Export Licensing Authority of the U.S. Department of State, Directorate of Defense Trade Controls. See 22 CFR part 121.)
9A108 Solid rocket propulsion components, other than those controlled by 9A008, usable in rockets with a range capability of 300 Km or greater. (These items are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. See 22 CFR part 121.)
9A109 Hybrid rocket motors, usable in rockets with a range capability of 300 Km or greater, other than those controlled by 9A009, and specially designed components therefor. (These items are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. See 22 CFR part 121.)
9A110 Composite structures, laminates and manufactures thereof, other than those controlled by entry 9A010, specially designed for use in “missiles” or the subsystems controlled by entries 9A005, 9A007, 9A105.a, 9A106 to 9A108, 9A116, or 9A119.
License Requirements
Reason for Control: MT, AT
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Control(s) Country chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
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License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: (1) See also 1A002. (2) “Composite structures, laminates, and manufactures thereof, specially designed for use in missile systems are under the licensing authority of the Directorate of Defense Trade Controls, U.S. Department of State, except those specially designed for non-military unmanned air vehicles controlled in 9A012.
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9A111 Pulse jet engines, usable in “missiles”, and specially designed components therefor. (These items are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. See 22 CFR part 121.)
9A115 Apparatus, devices and vehicles, designed or modified for the transport, handling, control, activation and launching of rockets, missiles, and unmanned aerial vehicles capable of achieving a “range” equal to or greater than 300 km. (These items are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. See 22 CFR part 121.)
9A116 Reentry vehicles, usable in “missiles”, and equipment designed or modified therefor. (These items are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. See 22 CFR part 121.)
9A117 Staging mechanisms, separation mechanisms, and interstages therefor, usable in “missiles”. (These items are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. See 22 CFR part 121.)
9A118 Devices to regulate combustion usable in engines which are usable in rockets with a range capability greater than 300 Km or greater, controlled by 9A011 or 9A111. (These items are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. See 22 CFR part 121.)
9A119 Individual rocket stages, usable in rockets with a range capability greater than 300 Km or greater, other than those controlled by 9A005, 9A007, 9A009, 9A105, 9A107 and 9A109. (These items are subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. See 22 CFR part 121.)
9A120 Complete unmanned aerial vehicles designed or modified to dispense an aerosol, capable of carrying elements of a payload in the form of a particulate or liquid other than fuel components of such vehicles of a volume greater than 20 liters, and having any of the following:
License Requirements
Reason for Control: MT, AT
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Control(s) Country chart
------------------------------------------------------------------------
MT applies to entire entry............... MT Column 1.
AT applies to entire entry............... AT Column 1.
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License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; parts and accessories in $ value.
Related Controls: See ECCN 9A012 or the U.S. Munitions List Category VIII (22 CFR part 121). Also see ECCN 2B352.h for controls on certain spraying or fogging systems, and components therefor, specially designed or modified for fitting to aircraft, “lighter than air vehicles,” or “UAVs.”
Related Definitions: N/A.
Items:
a. An autonomous flight control and navigation capability (e.g., an autopilot with an inertial navigation system); or
b. Capability of controlled-flight out of the direct vision range involving a human operator (e.g., televisual remote control).
Note: 1. Item does not control model aircraft intended for recreational or competition purposes.
2. Item does not control UAVs designed to accept payloads (such as remote sensing equipment or communications equipment), that lack an aerosol dispensing system/mechanism.
Technical Notes: 1. Complete systems comprise those unmanned air vehicles (UAVs) already configured with, or already modified to incorporate, an aerosol delivery mechanism.
2. An aerosol consists of a particulate or liquid dispersed in the atmosphere. Examples of aerosols include liquid pesticides for crop dusting and dry chemicals for cloud seeding.
3. The phrase “elements of a payload in the form of a particulate or liquid” refers to the particulate or liquid being a part (possibly one of many parts) of the payload.
4. The phrase “particulate or liquid other than fuel components” was added to ensure such items as exhaust vapour (a byproduct of combustion in the form of a particulate) and liquid fuel and its components (e.g. additives such as oil) were not considered as control criteria when evaluating UAVs against this control.
5. This item does not control UAVs that are exported without the aerosol dispensing system/mechanism included at time of export.
9A980 Nonmilitary mobile crime science laboratories; and parts and accessories, n.e.s.
License Requirements
Reason for Control: CC
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Control(s) Country chart
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CC applies to entire entry............. CC Column 1
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License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9A990 Diesel engines, n.e.s., and tractors and specially designed parts therefor, n.e.s.
License Requirements
Reason for Control: AT
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Control(s) Country chart
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AT applies to entire entry except AT Column 1.
9A990.a.
AT applies to 9A990.a only............. AT Column 2.
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See §§740.19 and 742.20 of the EAR for additional information on Libya.
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: a. Diesel engines, n.e.s., for trucks, tractors, and automotive applications of continuous brake horsepower of 400 BHP (298 kW) or greater (performance based on SAE J1349 standard conditions of 100 Kpa and 25°)
b. Off highway wheel tractors of carriage capacity 9 mt (20,000 lbs) or more; and parts and accessories, n.e.s.
c. On-Highway tractors, with single or tandem rear axles rated for 9 mt per axel (20,000 lbs.) or greater and specially designed parts.
9A991 “Aircraft”, n.e.s., and gas turbine engines not controlled by 9A001 or 9A101 and parts and components, n.e.s.
License Requirements
Reason for Control: AT, UN.
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Control(s) Country chart
------------------------------------------------------------------------
AT applies to entire entry............. AT Column 1.
UN applies to 9A991.a.................. Iraq and Rwanda.
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License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Number
Related Controls: QRS11 Micromachined Angular Rate Sensors are subject to the export licensing jurisdiction of the U.S. Department of State, Directorate of Defense Trade Controls, unless the QRS11–00100–100/101 is integrated into and included as an integral part of a CSIS of the type described in ECCN 7A994 or aircraft of the type described in ECCN 9A991 that incorporates a CSIS that has such a sensor integrated, or is exported solely for integration into such a system (See 22 CFR part 121). In the latter case, such items are subject to the licensing jurisdiction of the Department of Commerce. Technology specific to the development and production of QRS11 sensors remains subject to the licensing jurisdiction of the Department of State.
Related Definitions: N/A
Items: a. Military aircraft, demilitarized (not specifically equipped or modified for military operation), as follows:
a.1. Cargo, “C–45 through C–118” inclusive, and “C–121,”
a.2. Trainers, bearing a “T” designation and using piston engines,
a.3. Utility, bearing a “U” designation and using piston engines,
a.4. Liaison, bearing an “L” designation, and
a.5. Observation, bearing an “O” designation and using piston engines;
b. Civil aircraft; and
Note: Specify make and model of aircraft and type of avionic equipment on aircraft.
c. Aero gas turbine engines, and specially designed parts therefor.
Note: 9A991.c does not control aero gas turbine engines that are destined for use in civil “aircraft” and that have been in use in bona fide civil “aircraft” for more than eight years.
d. Aircraft parts and components, n.e.s.
e. Pressurized aircraft breathing equipment, n.e.s.; and specially designed parts therefor, n.e.s.
9A992 Complete canopies, harnesses, and platforms and electronic release mechanisms therefor, except such types as are in normal sporting use.
License Requirements
Reason for Control: AT
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Control(s) Country chart
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AT applies to entire entry............. AT Column 1
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License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Number
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
B. Test, Inspection and Production Equipment
9B001 Specially Designed Equipment, Tooling and Fixtures, As Follows (See List of Items Controlled), for Manufacturing Gas Turbine Blades, Vanes or Tip Shroud Castings
License Requirements
Reason for Control: NS, MT, AT
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Control(s) Country chart
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NS applies to entire entry............. NS Column 1
MT applies only to equipment for MT Column 1
engines that meet the characteristics
described in 9A001.
AT applies to entire entry............. AT Column 1
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License Requirement Notes: See §743.1 of the EAR for reporting requirements for exports under License Exceptions.
License Exceptions
LVS: $5000, except N/A for MT
GBS: Yes, except N/A for MT
CIV: Yes, except N/A for MT
List of Items Controlled
Unit: $ value.
Related Controls: For specially designed production equipment of systems, sub-systems and components controlled by 9A005 to 9A009, 9A011, 9A101, 9A105 to 9A109, 9A111, and 9A116 to 9A119 usable in “missiles” see 9B115. See also 9B991.
Related Definitions: N/A.
Items:
a. Directional solidification or single crystal casting equipment;
b. Ceramic cores or shells.
9B002 On-line (real time) control systems, instrumentation (including sensors) or automated data acquisition and processing equipment, specially designed for the “development” of gas turbine engines, assemblies or components incorporating “technologies” controlled by 9E003.a.
License Requirements
Reason for Control: NS, MT, AT
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Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1
MT applies only to equipment for MT Column 1
engines that meet the characteristics
described in 9A001.
AT applies to entire entry............. AT Column 1
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License Exceptions
LVS: $3000, except N/A for MT
GBS: Yes, except N/A for MT
CIV: Yes, except N/A for MT
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9B003 Equipment specially designed for the “production” or test of gas turbine brush seals designed to operate at tip speeds exceeding 335 m/s, and temperatures in excess of 773 K (500°C), and specially designed components or accessories therefor.
License Requirements
Reason for Control: NS, MT, AT
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Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1
MT applies only to equipment for MT Column 1
engines that meet the characteristics
described in 9A001.
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
LVS: $5000, except N/A for MT
GBS: Yes, except N/A for MT
CIV: Yes, except N/A for MT
List of Items Controlled
Unit: $ value
Related Controls: See also 9B115
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9B004 Tools, dies or fixtures for the solid state joining of “superalloy”, titanium or intermetallic airfoil-to-disk combinations described in 9E003.a.3 or 9E003.a.6 for gas turbines.
License Requirements
Reason for Control: NS, MT, AT
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Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1
MT applies only to equipment for MT Column 1
engines that meet the characteristics
described in 9A001.
AT applies to entire entry............. AT Column 1
------------------------------------------------------------------------
License Exceptions
LVS: $3000, except N/A for MT
GBS: Yes, except N/A for MT
CIV: Yes, except N/A for MT
List of Items Controlled
Unit: Number
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9B005 On-line (real time) control systems, instrumentation (including sensors) or automated data acquisition and processing equipment, specially designed for use with any of the following wind tunnels or devices (see List of Items Controlled).
License Requirements
Reason for Control: NS, AT
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Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1
AT applies to entire entry............. AT Column 1
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License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: See also 9B105
Related Definitions: N/A
Items: a. Wind tunnels designed for speeds of Mach 1.2 or more, except those specially designed for educational purposes and having a test section size (measured laterally) of less than 250 mm;
Technical Note: Test section size in 9B005.a means the diameter of the circle, or the side of the square, or the longest side of the rectangle, at the largest test section location.
b. Devices for simulating flow-environments at speeds exceeding Mach 5, including hot-shot tunnels, plasma arc tunnels, shock tubes, shock tunnels, gas tunnels and light gas guns; or
c. Wind tunnels or devices, other than two-dimensional sections, capable of simulating Reynolds number flows exceeding 25×10 6 .
9B006 Acoustic vibration test equipment capable of producing sound pressure levels of 160 Db or more (referenced to 20 uPa) with a rated output of 4 kW or more at a test cell temperature exceeding 1,273 K (1,000 °C), and specially designed quartz heaters therefor.
License Requirements
Reason for Control: NS, AT
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Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
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License Exceptions
LVS: $3000
GBS: Yes
CIV: Yes
List of Items Controlled
Unit: Number
Related Controls: See also 9B106. Note that some items in 9B006 may also be controlled under 9B106
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9B007 Equipment specially designed for inspecting the integrity of rocket motors using non-destructive test (NDT) techniques other than planar X-ray or basic physical or chemical analysis.
License Requirements
Reason for Control: NS, MT, AT
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Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
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License Exceptions
LVS: N/A
GSB N/A
CIV: N/A
List of Items Controlled
Unit: Number
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9B008 Transducers specially designed for the direct measurement of the wall skin friction of the test flow with a stagnation temperature exceeding 833 K (560 °C).
License Requirements
Reason for Control: NS, AT
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Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
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License Exceptions
LVS: $5000
GSB N/A
CIV: N/A
List of Items Controlled
Unit: Number
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9B009 Tooling specially designed for producing turbine engine powder metallurgy rotor components capable of operating at stress levels of 60% of ultimate tensile strength (UTS) or more and metal temperatures of 873 K (600 °C) or more.
License Requirements
Reason for Control: NS, AT
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Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
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License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; parts and accessories in $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9B105 Wind tunnels for speeds of Mach 0.9 or more, usable for “missiles” and their subsystems.
License Requirements
Reason for Control: MT, AT
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Control(s) Country chart
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MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
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License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: See also 9B005
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9B106 Environmental chambers and anechoic chambers, as follows (see List of Items Controlled).
License Requirements
Reason for Control: MT, AT
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Control(s) Country chart
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MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
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License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items:
a. Environmental chambers capable of simulating all of the following flight conditions:
a.1. Vibration environments equal to or greater than 10 g rms, measured “bare table”, between 20 Hz and 2,000 Hz imparting forces equal to or greater than 5 kN; and
a.2. Any of the following:
a.2.a. Altitude equal to or greater than 15,000 m; or
a.2.b. Temperature range of at least 223 K (-50 °C) to 398 K (+125 °C);
Technical Note: Item 9B106.a describes systems that are capable of generating a vibration environment with a single wave (e.g., a sine wave) and systems capable of generating a broad band random vibration (i.e., power spectrum).
b. Environmental chambers capable of simulating all of the following flight conditions:
b.1. Acoustic environments at an overall sound pressure level of 140 dB or greater (referenced to 2 × 10-5 N/m 2 ) or with a total rated acoustic power output of 4kW or greater; and
b.2. Any of the following:
b.2.a. Altitude equal to or greater than 15,000 m; or
b.2.b. Temperature range of at least 223K (-50 °C) to 398 K (+125 °C).
9B115 Specially designed “production equipment” for the systems, sub-systems and components controlled by 9A004 to 9A009, 9A011, 9A101, 9A104 to 9A109, 9A111, 9A116 to 9A119.
License Requirements
Reason for Control: MT, AT
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Control(s) Country chart
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MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
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License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; components in $ value
Related Controls: Although items described in ECCNs 9A004 to 9A009, 9A011, 9A101, 9A104 to 9A109; 9A111, 9A116 to 9A119 are subject to the export licensing authority of the Department of State, Directorate of Defense Trade Controls (22 CFR part 121), the “production equipment” controlled in this entry that is related to these items is subject to the export licensing authority of BIS.
Related Definitions: NA.
Items: The list of items controlled is contained in the ECCN heading.
9B116 Specially designed “production facilities” for the systems, sub-systems, and components controlled by 9A004 to 9A009, 9A011, 9A012, 9A101, 9A104 to 9A109, 9A111, 9A116 to 9A119.
License Requirements
Reason for Control: MT, AT
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Control(s) Country chart
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MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
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License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; components in $ value
Related Controls: Although items described in ECCNs 9A004 to 9A009, 9A011, 9A101, 9A104 to 9A109; 9A111, 9A116 to 9A119 are subject to the export licensing authority of the Department of State, Directorate of Defense Trade Controls (22 CFR part 121), the “production equipment” controlled in this entry that is related to these items is subject to the export licensing authority of BIS.
Related Definitions: NA.
Items: The list of items controlled is contained in the ECCN heading.
9B117 Test Benches and Test Stands for Solid or Liquid Propellant Rockets, Motors or Rocket Engines, Having Either of the Following Characteristics (see List of Items Controlled).
License Requirements
Reason for Control: MT, AT
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Control(s) Country chart
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MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
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License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: See also 9B990
Related Definitions: N/A
Items:
a. The capacity to handle solid or liquid propellant rocket motors or rocket engines having a thrust greater than 90 kN; or
b. Capable of simultaneously measuring the three axial thrust components.
9B990 Vibration test equipment and specially designed parts and components, n.e.s.
License Requirements
Reason for Control: AT
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Control(s) Country chart
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AT applies to entire entry............. AT Column 1
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License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9B991 Specially designed equipment, tooling or fixtures, not controlled by 9B001, as described in the List of Items Controlled, for manufacturing or measuring gas turbine blades, vanes or tip shroud castings.
License Requirements
Reason for Control: AT
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Control(s) Country chart
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AT applies to entire entry............. AT Column 1
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License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value.
Related Controls: N/A.
Related Definitions: N/A.
Items:
a. Automated equipment using non-mechanical methods for measuring airfoil wall thickness;
b. Tooling, fixtures or measuring equipment for the “laser”, water jet or ECM/EDM hole drilling processes controlled by 9E003.c;
c. Ceramic core leaching equipment;
d. Ceramic core manufacturing equipment or tools;
e. Ceramic shell wax pattern preparation equipment;
f. Ceramic shell burn out or firing equipment.
C. Materials
9C110 Resin impregnated fiber prepregs and metal coated fiber preforms therefor, for composite structures, laminates and manufactures specified in 9A110, made either with organic matrix or metal matrix utilizing fibrous or filamentary reinforcements having a specific tensile strength greater than 7.62 × 10 4 m and a specific modulus greater than 3.18 × 10 6 m.
License Requirements
Reason for Control: MT, AT
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Control(s) Country chart
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MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
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License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: (1) See also 1C010 and 1C210.c.
(2) The only resin impregnated fiber prepregs controlled by entry 9C110 are those using resins with a glass transition temperature (Tg), after cure, exceeding 418 K (145 °C) as determined by ASTM D4065 or national equivalents.
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading.
D. Software
9D001 “Software” specially designed or modified for the “development” of equipment or “technology” controlled by 9A (except 9A018, 9A990 or 9A991), 9B (except 9B990 or 9B991) or 9E003.
License Requirements
Reason for Control: NS, MT, AT
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NS applies to ``software'' for items NS Column 1
controlled by 9A001 to 9A003, 9A012,
9B001 to 9B009, and 9E003.
MT applies to ``software'' for MT Column 1
equipment controlled by 9A106.a and
.b, or 9B116 for MT reasons.
AT applies to entire entry............. AT Column 1
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License Requirement Notes: See §743.1 of the EAR for reporting requirements for exports under License Exceptions.
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: (1) “Software” “required” for the “development” of items controlled by 9A004 is subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. (See 22 CFR part 121.)
(2) “Software” “required” for the “development” of equipment or “technology” subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls is also subject to the same licensing jurisdiction. (See 22 CFR part 121.)
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9D002 “Software” specially designed or modified for the “production” of equipment controlled by 9A (except 9A018, 9A990, or 9A991) or 9B (except 9B990 or 9B991).
License Requirements
Reason for Control: NS, MT, AT
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Control(s) Country chart
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NS applies to ``software'' for NS Column 1
equipment controlled by 9A001 to
9A003, 9A012, 9B001 to 9B009, or 9E003.
MT applies to ``software'' for MT Column 1
equipment controlled by 9B116 for MT
reasons.
AT applies to entire entry............. AT Column 1
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License Requirement Notes: See §743.1 of the EAR for reporting requirements for exports under License Exceptions.
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: (1) “Software” “required” for the “production” of items controlled by 9A004 is subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls. (See 22 CFR part 121.) (2) “Software” “required” for the “production” of equipment or “technology” subject to the export licensing authority of the U.S. Department of State, Directorate of Defense Trade Controls is also subject to the same licensing jurisdiction. (See 22 CFR part 121.) (continued)