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(continued)

(8) In case of practical difficulties or unnecessary hardships, the director in his discretion may grant exemptions from any provision of WAC 296-304-150 through 296-304-15005, 296-304-160 through 296-304-16025 and 296-304-170 through 296-304-17023.



[Order 74-25, § 296-304-15001, filed 5/7/74.]




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296-304-15003
Recordkeeping and related procedures concerning records in custody of accredited persons.
(1) An accredited person shall maintain records of all work performed under WAC 296-304-160 through 296-304-16025 and 296-304-170 through 296-304-17023.

(2) An accredited person shall maintain a continuous record of the status of the certification of each vessel issued a register by such person.

(3) The records required in (1) and (2) of this section shall be available for examination by the director.

(4) When annual or quadrennial tests, inspections, examinations, or heat treatments are performed by an accredited person, other than the person who originally issued the vessel's register, such accredited person shall furnish copies of any certificates issued and information as to register entries to the person originally issuing the register.

(5) An accredited person shall inform the nearest local office of the department of labor and industries whenever a vessel is initially certificated under these regulations and a register in the prescribed form has been issued.

(6) A copy of each certificate relating to unit tests or thorough examinations, except those issued by the manufacturer and those issued by accredited persons outside of the United States, shall be sent to the nearest local office of the department of labor and industries within 10 days after issuance. Such records shall form a part of the department of labor and industries file on the accredited person.

(7) An accredited person shall promptly notify the nearest local office of the department of labor and industries with respect to any changes in technical personnel, in fee schedules in geographical areas in which operations are conducted, or other pertinent substantial changes in its organization or operations.



[Order 74-25, § 296-304-15003, filed 5/7/74.]




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296-304-15005
Recordkeeping and related procedures concerning records in custody of the vessel.
(1) A fully completed and up-to-date register shall be kept in the form prescribed or approved by the department of labor and industries, giving the particulars required with respect to:

(a) The inspections and thorough examinations required by WAC 296-304-16005 (1) and (2).

(b) The thorough examinations required by WAC 296-304-16005(3).

(c) The thorough examinations required by WAC 296-304-16009.

(d) The heat treatment required by WAC 296-304-16007(1) and (2), and 296-304-16013.

(2) Certificates in the form prescribed or approved by the department of labor and industries shall be kept up-to-date, be attached to the register, and shall contain the particulars required with respect to:

(a) The testing and examinations required by WAC 296-304-16003, 296-304-16005(1) and 296-304-16013.

(b) The heat treatment required by WAC 296-304-16007 and 296-304-16013.

(3) The certificates and entries in the register shall be signed by a person qualified under WAC 296-304-17023.

(4) Adequate means shall be provided to enable persons examining the register, or any certificate attached thereto, to identify items of cargo gear referred to therein. Small items of gear, such as shackles, shall bear a mark to indicate that they have been initially tested.

(5) Records shall be kept aboard vessels identifying wire rope or articles of loose gear obtained from time to time and required to be certificated under the regulations of this section.

(6) An accredited person shall instruct the vessel's officers or the vessel's operator if the vessel is unmanned, that the vessel's register and certificates shall be preserved for at least 4 years after the date of the latest entry except in the case of nonrecurring test certificates concerning gear which is kept in use for a longer period, in which event the pertinent certificates shall be retained so long as that gear is continued in use.

(7) In cases where derricks, spouts, suckers, or cranes are mounted permanently aboard barges which remain in domestic inland waters service, the certification documentation shall comply with the provisions of WAC 296-304-20025.



[Order 74-25, § 296-304-15005, filed 5/7/74.]




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296-304-160
Certification of vessels' cargo gear — Scope and application.
All sections of this chapter which include WAC 296-304-160 in the section number apply to certification of vessels' cargo gear.



[Order 74-25, § 296-304-160, filed 5/7/74.]




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296-304-16001
General.
(1) Except as noted in WAC 296-304-13501 and as provided in exemptions under WAC 296-304-15001(9), certification performed by accredited persons shall conform to the requirements contained in this section.

(2) Safe working loads assigned to assembled units of gear shall be based on applicable design criteria acceptable to the accredited person. Where no design data on which to base a rating is obtainable, the safe working load ratings assigned shall be based on the owner's information and warranty that those so assigned are correct. Unit test certificates shall state the basis for any such safe working load assignment.



[Order 74-25, § 296-304-16001, filed 5/7/74.]




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296-304-16003
Initial tests of cargo gear and tests after alterations, renewals or repairs.
(1) Before being taken into use, hoisting machines, fixed gear aboard vessels accessory thereto, and loose gear and wire rope used in connection therewith, shall be tested and examined and the safe working load thereof certified in the manner set forth in WAC 296-304-170 through 296-304-17023.

(2) Replacement or additional loose gear and wire rope obtained from time to time shall also be tested and examined in the manner set forth in WAC 296-304-16003(1). However, the replacement of a component part of an article of loose gear, such as a sheave, pin, or bushing does not require a new test certificate so long as the new component at least equals in all particulars the part replaced.

(3) In the case of untested gear which has been in use, an initial test in conformance with WAC 296-304-16003(1) shall be carried out: Provided, however, That existing standing rigging and wire rope will not be required to be tested but shall be thoroughly examined to ascertain its fitness for continued use in conformance with the requirements of WAC 296-304-16023 and 296-304-16025.

(4) In the case of important alterations or renewals of the machinery and gear and also after repairs due to failure of or damage to other than loose components, a test as required in WAC 296-304-16003(1) shall be carried out.

(5) If the operation in which cargo gear is engaged never utilizes more than a fraction of the safe working load rating, the owner may, at his option, have said gear certificated for, and limited in operation to, a lesser maximum safe working load: Provided, however, That the gear concerned is physically capable of operation at the original load rating and the load reduction is not for the purpose of avoiding correction of any deficiency.

(6) In no case shall safe working loads be increased beyond the original design limitations unless such increase is based on engineering calculations by or acceptable to the accredited certification agency, and all necessary structural changes are carried out.



[Order 74-25, § 296-304-16003, filed 5/7/74.]




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296-304-16005
Periodic tests, examinations and inspections.
After being taken into use, every hoisting machine, all fixed gear aboard vessels accessory thereto and loose gear used in connection therewith, shall be tested, thoroughly examined or inspected as follows:

(1) Derricks with their winches and accessory gear, including the attachments, as a unit; and cranes and other hoisting machines with their accessory gear, as a unit, shall be tested and thoroughly examined every four years in the manner set forth in WAC 296-304-170 through 296-304-17023.

(2) Derricks, their permanent attachments and any other fixed gear the dismantling of which is especially difficult shall be visually inspected every twelve months. In order to facilitate such inspection all derricks shall be lowered.

(3) All hoisting machines (e.g., cranes, winches), blocks, shackles, and all other accessory gear not included in WAC 296-304-16005(2), shall be thoroughly examined every twelve months by means of a visual examination, supplemented as necessary by other means, such as a hammer test or with electronic, ultrasonic, or other nondestructive methods, carried out as carefully as conditions permit in order to arrive at a reliable conclusion as to the safety of the parts examined. Particular attention shall be paid to the suitability for continued use of all swivels and the pins and bushing of blocks. If necessary, parts of the machines or gear shall be dismantled. If blocks are disassembled, all shell bolt nuts shall be securely locked upon reassembly.

(4) Where a derrick or crane is mounted on a barge hull and ballast tanks within the hull are used to facilitate use of the derrick or crane, or uncontrolled free surface may be a factor, each annual inspection or examination, as required, shall include such inspection as is necessary for the purpose of determining the integrity of any internals contributing to stability under conditions of use. The owner shall provide the accredited person with necessary information on any ballasting arrangements required.

(5) Annual inspection or examination, as required, shall include, among other things, examination of the following:

(a) Derrick heel attachment points. Heel pins may, if possible, be examined by nondestructive examination.

(b) Shrouds and stays necessary in the use of the gear, together with attachment points.

(c) Deck fittings for the securing of vangs, topping lifts, and/or preventers.

(d) Means of attachment to the hull of "A" frame or other fixed derrick or crane structure and of mobile types of equipment permanently placed aboard the barge or vessel.

(e) Clamshell buckets or other similar equipment, such as magnets, etc., used in conjunction with a derrick or crane mounted aboard a vessel, with particular attention to closing line wires and sheaves. The accredited person may supplement such examination by requesting any operational tests he may deem appropriate.

(f) Winch and other operating drums for excessive wear or defect.



[Order 74-25, § 296-304-16005, filed 5/7/74.]




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296-304-16007
Heat treatment.
(1) All chains (other than bridle chains attached to derricks or masts), rings, hooks, shackles, and swivels made of wrought iron, which are used in hoisting or lowering, shall be annealed in accordance with WAC 296-304-17021 at the following intervals:

(a) Half inch and smaller chains, rings, hooks, shackles, and swivels in general use, at least once every six months; and

(b) All other chains, rings, hooks, shackles, and swivels in general use, at least once every twelve months.

(c) In the case of gear used solely on lifting machinery worked by hand, twelve months shall be substituted for six months in WAC 296-304-16007 (1)(a) and two years for twelve months in WAC 296-304-16007 (1)(b).

(d) When used in this paragraph, the term "in general use" means used on fifty-two or more days in a year. In any case, however, the period between annealings shall not exceed two years.

(2) Chains, rings, hooks, shackles, and swivels made of material other than wrought iron or steel shall be heat treated when necessary in accordance with WAC 296-304-17021(2).



[Order 74-25, § 296-304-16007, filed 5/7/74.]




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296-304-16009
Exemptions from heat treatment.
Gear made of steel, or gear which contains (as in ball bearing swivels), or is permanently attached to (as with blocks), equipment made of materials which cannot be subjected to heat treatment, shall be exempt from the requirements of WAC 296-304-16007. Such gear, however, shall be thoroughly examined in the manner described in WAC 296-304-16005(3).



[Order 74-25, § 296-304-16009, filed 5/7/74.]




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296-304-16011
Grace periods.
Grace periods allowed in connection with the requirements of this section are as follows:

(1) Annual or six-month requirements - by the end of the voyage during which they become due;

(2) Quadrennial requirements - within six months after the date when due;

(3) Grace periods shall not be deemed to extend subsequent due dates.



[Order 74-25, § 296-304-16011, filed 5/7/74.]




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296-304-16013
Gear requiring welding.
Chains or other gear which have been lengthened, altered or repaired by welding, shall be properly heat treated where necessary, and, before again being put into use, shall be tested and reexamined in the manner set forth in WAC 296-304-170 through 296-304-17023.



[Order 74-25, § 296-304-16013, filed 5/7/74.]




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296-304-16015
Damaged components.
(1) Pursuant to WAC 296-304-18003, any derrick or associated permanent fitting which is deformed in service between surveys shall be subjected to proof test to determine its suitability for continued service. If a proof test indicates that the derrick or associated permanent fitting may be continued in service without repair, a note of the existing deformity shall be made on the test certificate. When, in the opinion of the accredited person, it is unsafe to conduct a proof test with an existing deformity, the derrick or associated permanent fitting shall be replaced or repaired and then subjected to proof test in accordance with WAC 296-304-170 through 296-304-17023.

(2) Any loose gear components which are injured or deformed by a proof load shall be replaced before a certificate is issued.

(3) Any derrick, other fixed installation, or associated permanent fitting, which is injured or deformed by a proof load shall be replaced or repaired and another proof load test shall be conducted without damage before a certificate is issued.



[Order 74-25, § 296-304-16015, filed 5/7/74.]




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296-304-16017
Marking and posting of safe working loads.
(1) The safe working load of the assembled gear and the minimum angle to the horizontal at which this load may be applied shall be plainly marked at the heels of all booms along with the date of the test. Where gear is certificated for use in union purchase, the union purchase safe working load shall also be plainly marked. Any limitations shall be noted in the vessel's papers.

(2) The safe working load shall be marked on all blocks used in hoisting or lowering.

(3) When the capacity of the boom of a crane or derrick has been or will be rated in accordance with the variance of its radius, the maximum safe working loads for the various working angles of the boom and the maximum and minimum radius at which the boom may be safely used, shall be conspicuously posted near the controls and visible to the crane operator. Ratings may be stated in pounds. When they are stated in tons of 2,000 pounds, this fact shall be indicated.



[Order 74-25, § 296-304-16017, filed 5/7/74.]




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296-304-16019
Requirements governing braking devices and power sources.
All types of winches and cranes shall be provided with means to stop and hold the proof load in any position, and the efficiency of such means shall be demonstrated. Electric winches, electrohydraulic winches fitted with electromagnetic or hydraulic brakes at the winch, or electric cranes, shall be equipped so that a failure of the electric power shall stop the motion and set the brakes without any action on the part of the operator. Current for operation of electric winches and cranes during the tests shall be taken from the vessel's circuits. Shore current may be used if it passes through the vessel's main switchboard.



[Order 74-25, § 296-304-16019, filed 5/7/74.]




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296-304-16021
Means of derrick attachment.
Appropriate measure shall be taken to prevent the foot of a derrick from being accidently lifted from its socket or support during the test.



[Order 74-25, § 296-304-16021, filed 5/7/74.]




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296-304-16023
Limitations on use of wire rope.
(1) An eye splice made in any wire rope shall have at least three tucks with a whole strand of rope and two tucks with one-half of the wires cut out of each strand. However, this requirement shall not operate to preclude the use of another form of splice or connection which can be shown to be as efficient.

(2) Except for eye splices in the ends of wires, each wire rope used in hoisting or lowering, in guying derricks, or as a topping lift, preventer or pendant, shall consist of one continuous piece without knot or splice.

(3) Eyes in the ends of wire rope cargo falls shall not be formed by knots and, in single part falls, shall not be formed by wire rope clips.

(4) The ends of falls shall be secured to the winch drums by clamps, U-bolts, shackles or some other equally strong method. Fiber rope fastenings shall not be used.

(5) Wire rope shall not be used for the vessel's cargo gear if in any length of eight diameters, the total number of visible broken wires exceeds 10 percent of the total number of wires, or if the rope shows other signs of excessive wear, corrosion, or defect. Particular attention shall be given to the condition of those sections of wire rope adjacent to any terminal connections, those sections exposed to abnormal wear, and those sections not normally exposed for examination.



[Order 74-25, § 296-304-16023, filed 5/7/74.]




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296-304-16025
Limitations on use of chains.
Chains forming a part of vessel's cargo gear shall not be used when, due to stretch, the increase of length of a measured section exceeds five percent, when a link is damaged, or when other external defects are evident. Chains shall not be shortened by bolting, wiring, or knotting.



[Order 74-25, § 296-304-16025, filed 5/7/74.]




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296-304-170
Certification of vessels — Tests and proof loads — Heat treatment — Competent persons — Scope and application.
All sections of this chapter which include WAC 296-304-170 in the section number apply to certification of vessels: Tests and proof loads; heat treatment; competent persons.



[Order 74-25, § 296-304-170, filed 5/7/74.]




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296-304-17001
Visual inspection before tests.
Before any test under this WAC 296-304-170 through 296-304-17023 is carried out, a visual inspection of the gear involved shall be conducted and any visibly defective gear shall be replaced or repaired. The provisions of WAC 296-304-16005(4) shall be adhered to.



[Order 74-25, § 296-304-17001, filed 5/7/74.]




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296-304-17003
Unit proof test — Winches, derricks and gear accessory thereto.
(1) Winches, with the whole of the gear accessory thereto (including derricks, goosenecks, eye plates, eye bolts, or other attachments), shall be tested with a proof load which shall exceed the safe working load as follows:


Safe working load Proof load

Up to 20 tons . . . . . . . . . . . . 25 percent in excess.
20-50 tons . . . . . . . . . . . . 5 tons in excess.
Over 50 tons . . . . . . . . . . . . 10 percent in excess.


(2) The proof load shall be lifted with the vessel's normal tackle with the derrick at an angle not more than 15 degrees to the horizontal, or, at the designed minimum angle when this is greater, or, when this is impracticable, at the lowest practicable angle. The angle at which the test was made shall be stated in the certificate of test. After the proof load has been lifted, it shall be swung as far as possible in both directions. In applying the proof load, the design factors of the gear concerned will determine whether the load is applied with a single part fall or with a purchase and the certificate of test shall state the means used. Where winches are fitted with mechanical brakes for manual operation they shall be demonstrated to be in satisfactory operating condition.

(3) In the case of heavy lift derrick barges, proof loads shall be applied, except as limited by design and stability considerations, at the maximum and minimum radius for which designed, as well as at any intermediate radius which the surveyor may deem necessary, and shall be swung as far as possible in both directions. Data with respect to each proof load applied shall be entered in the test certificate.

(4) No items of cargo gear furnished by outside sources shall be used as a part of the vessel's gear for the purpose of accomplishing the proof test.

(5) All tests prescribed by this section should in general be carried out by dead load, except that in the case of quadrennial tests, replacements, or renewals, spring or hydraulic balances may be used where dead loads are not reasonably available. However, no exception shall be allowed in the case of gear on new vessels.

(6) The test shall not be regarded as satisfactory unless the indicator remains constant under the proof load for a period of at least 5 minutes.

(7) The safe working load, determined pursuant to the requirements of this section, shall be applicable only to a swinging derrick. When using two fixed derricks in "union purchase" rigs, the safe working load should generally be reduced. It is recommended that owners obtain union purchase safe working load certification based upon design study and analysis by, or acceptable to, a qualified technical office of an accredited gear certification agency, with the recognition that such determinations are valid only for the conditions contemplated in the analysis.

(a) Where both guys and preventers are fitted, union purchase certification shall state whether the guy or the preventer is the working strength member, when the guy is for slewing only, and when the guy and preventor should share working loads as far as practicable.

(8) When necessary in the proof testing of heavy derricks, the appropriate shrouds and stays shall be rigged.



[Order 74-25, § 296-304-17003, filed 5/7/74.]




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296-304-17005
Unit proof tests — Cranes and gear accessory thereto.
(1) Except as noted in WAC 296-304-17005(5), cranes and other hoisting machines, together with gear accessory thereto, shall be tested with a proof load which shall exceed the safe working load as follows:


Safe working load Proof load

Up to 20 tons . . . . . . . . . . . . 25 percent in excess.
20-50 tons . . . . . . . . . . . . 5 tons in excess.
Over 50 tons . . . . . . . . . . . . 10 percent in excess.

(2) The proof load shall be lifted and swung as far as possible in both directions. If the jib or boom of the crane has a variable radius, it shall be tested with proof loads, as specified in WAC 296-304-17005(1), at the maximum and minimum radius. In the case of hydraulic cranes, when owing to the limitation of pressure it is impossible to lift a load 25 percent in excess of the safe working load, it will be sufficient to lift the greatest possible load.

(3) Initial proof tests of new cranes shall be made only with a dead load as specified in WAC 296-304-17005(2).

(4) Initial tests of cranes which have been in service, quadrennial tests, or tests associated with replacements or renewals, may be made with spring or hydraulic balances where dead loads are not reasonably available, under the following conditions:

(a) Tests shall be conducted at maximum, minimum, and intermediate radius points, as well as such points in the arc of rotation as meet with the approval of the accredited person.

(b) An additional test shall be conducted with partial load and shall include all functions and movements contemplated in the use of the crane.

(5) In cases where shore-type cranes are mounted permanently aboard barges, the requirements of WAC 296-304-170 through296-304-17023 with respect to unit proof tests and examinations shall not apply and the applicable requirements of WAC 296-304-200 through 296-304-20025 shall be adhered to with respect to unit proof tests and examinations.



[Order 74-25, § 296-304-17005, filed 5/7/74.]




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296-304-17007
Limitations on safe working loads and proof loads.
The proof loads specified in WAC 296-304-17003 and 296-304-17005 shall be adjusted as necessary to meet any pertinent limitations based on stability and/or on structural competence at particular radii. Safe working loads shall be reduced accordingly.



[Order 74-25, § 296-304-17007, filed 5/7/74.]




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296-304-17009
Examinations subsequent to unit tests.
(1) After satisfactory completion of the unit proof load tests required by WAC 296-304-17003 and 296-304-17005, the cargo gear and all component parts thereof shall be given a thorough visual examination, supplemented as necessary by other means, such as a hammer test or with electronic, ultrasonic, or other nondestructive methods, to determine if any of the parts were damaged, deformed, or otherwise rendered unsafe for further use.

(2) When the test of gear referred to in WAC 296-304-17008(1) is being conducted for the first time on a vessel, accessory gear shall be dismantled or disassembled for examination after the test. The sheaves and pins of the blocks included in this test need not be removed unless there is evidence of deformation or failure.

(3) For subsequent tests such parts of the gear shall be dismantled or disassembled after the test as necessary to determine their suitability for continued service.

(4) When blocks are disassembled all shell bolt nuts shall be securely locked upon reassembly.

(5) In carrying out the requirements of this section, replacement shall be required of:

(a) Any swivel found to have excessive tolerance as a result of wear on any bearing surface.

(b) Pins of blocks found to be shouldered, notched, or grooved from wear, in which case, in addition to replacing the pin, sheave bushings shall be examined for suitability for continued use.



[Order 74-25, § 296-304-17009, filed 5/7/74.]




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296-304-17011
Proof tests — Loose gear.
(1) Chains, rings, shackles and other loose gear (whether accessory to a machine or not) shall be tested with a proof load equal to that shown against the article in the following table:


Article of gear
Proof load
Chain, ring, hook, shackle or swivel . . . . . . . . . . . .

100 percent in excess of the safe working load.
Blocks:

Single sheave block . . . . . . . . . . . .

300 percent in excess of the safe working load.1
Multiple sheave block with safe working load up to and including 20 tons . . . . . . . . . . . .



100 percent in excess of the safe working load.
Multiple sheave block with safe working load over 20 tons up to and including 40 tons . . . . . . . . . . . .





20 tons in excess of the safe working load.
Multiple sheave block with safe working load over 40 tons . . . . . . . . . . . .



50 percent in excess of the safe working load.
Pitched chains used with hand-operated blocks and rings, hooks, shackles or swivels permanently attached thereto . . . . . . . . . . . .







50 percent in excess of the safe working load.
Hand-operated blocks used with pitched chains and rings, hooks, shackles or swivels permanently attached thereto . . . . . . . . . . . .







50 percent in excess of the safe working load.
1The proof load applied to the block is equivalent to twice the maximum resultant load on the eye or pin of the block when lifting the nominal safe working load defined in WAC 296-304-17011 (1)(a) below. The proof load is, therefore, equal to four times the safe working load as defined in WAC 296-304-17011 (1)(a) below or twice the safe working load as defined in WAC 296-304-17011 (1)(b) below.
(a) The nominal safe working load of a single-sheave block should be the maximum load which can be safely lifted by the block when the load is attached to a rope which passes around the sheave of the block.

(b) In the case of a single-sheave block where the load is attached directly to the block instead of to a rope passing around the sheave, it is permissible to lift a load equal to twice the nominal safe working load of the block as defined in WAC 296-304-17011 (1)(a) above.

(c) In the case of a lead block so situated that an acute angle cannot be formed by the two parts of the rope passing over it (i.e., the angle is always 90° or more), the block need not have a greater nominal safe working load than one-half the maximum resultant load which can be placed upon it.

(2) In cases where persons accredited to carry out loose gear tests may be retained to conduct tests of special stevedoring gear as described in WAC 296-56-45001(2), which does not form part of a vessel's equipment, such tests shall adhere to the requirements set forth in WAC 296-56-45001 (2)(a), (b) and (c).

(3) After being tested as required by WAC 296-304-17011(1), and before being taken into use, all chains, rings, hooks, shackles, blocks or other loose gear, except as noted in WAC 296-304-17013, shall be thoroughly examined, the sheaves and pins of the blocks being removed for this purpose, to determine whether any part has been injured or permanently deformed by the test. Shell bolt nuts shall be securely locked upon reassembly. Defective loose gear components shall be replaced before the certificate is issued.

(4) Any certificate relating to shackles, swivels or strength members of single-sheave blocks which have been restored to original dimensions by welding shall state this fact.



[Order 74-25, § 296-304-17011, filed 5/7/74.]




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296-304-17013
Specially designed blocks and components.
(1) Blocks and connecting components of an unusual nature which are specially designed and constructed as an integral part of a particular lifting unit and are either permanently affixed or of such design that two or more components must be tested together need not be considered as loose gear for purposes of WAC 296-304-17011.

(2) In lieu of the loose gear proof test required by WAC 296-304-17011(1), design data shall be submitted to an accredited certification agency indicating design and material specifications and analysis whereby the designed strength of such gear may be determined.

(3) Subsequent to the test of the lifting unit as a whole, a thorough visual examination shall be made of disassembled parts and an electronic, ultrasonic, or other equally efficient nondestructive examination shall be made of those parts not dismantled to ensure the safe condition of such parts.



[Order 74-25, § 296-304-17013, filed 5/7/74.]




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296-304-17015
Proof tests — Wire rope.
Wire rope, except as provided in WAC 296-304-16003(2), shall be tested by sample, a piece being tested to destruction, and the safe working load of running ropes, unless otherwise acceptable to the department of labor and industries on the basis of design, shall not exceed one-fifth of the breaking load of the sample tested. In the case of running ropes used in gear with a safe working load exceeding 10 tons, the safe working load shall not exceed one-fourth of the breaking load of the sample tested.



[Order 74-25, § 296-304-17015, filed 5/7/74.]




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296-304-17017
Proof tests after repairs or alterations.
When proof loads are applied after repairs or alterations, all parts of the assembled gear shall be examined as required in WAC 296-304-17009, 296-304-17011(3), or 296-304-17013(c), whichever is applicable.



[Order 74-25, § 296-304-17017, filed 5/7/74.]




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296-304-17019
Order of tests.
When both unit and loose gear proof load tests are required, the loose gear test may be carried out after completion of the unit test.



[Order 74-25, § 296-304-17019, filed 5/7/74.]




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296-304-17021
Heat treatment.
(1) The annealing of wrought iron gear required by this section shall be accomplished at a temperature between 1100° and 1200°F. and the exposure shall be of between thirty and sixty minutes duration. After being annealed, the gear shall be allowed to cool slowly and shall then be carefully inspected. All annealing shall be carried out in a closed furnace.

(2) When heat treatment of loose gear made of other than wrought iron or steel is recommended by the manufacturer, it shall be carried out in accordance with the specifications of the manufacturer.



[Order 74-25, § 296-304-17021, filed 5/7/74.]




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296-304-17023
Competent persons.
All gear certification functions shall be performed by competent persons as set forth in the following table:



Functions
Competent person

Any testing, examination, inspection, or heat treatment required in United States ports.





Responsible individual, surveyor or other authorized agent of a person accredited by the department of labor and industries under the regulations contained in this part.
Any testing, examination, inspection, or heat treatment required to be performed while the vessel is in other than United States ports.









Responsible individual, surveyor or other authorized agent of persons recognized by the Commandant of the United States Coast Guard or by a foreign nation whose certification is accepted by the department of labor and industries as being in substantial accordance with WAC 296-304-15005(1).
Testing, examination and inspection of loose gear or wire rope; heat treatment of loose gear.





Employees or authorized agents of persons accredited specifically by the department of labor and industries for this purpose under the regulations contained in this section, or the manufacturer of the gear concerned unless disapproved by the director.




[Order 74-25, § 296-304-17023, filed 5/7/74.]




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296-304-180
Accreditation to certificate shore-based equipment — Scope and application.
All sections of this chapter which include WAC 296-304-180 in the section number apply to accreditation to certificate shore-based equipment.



[Order 74-25, § 296-304-180, filed 5/7/74.]




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296-304-18001
Eligibility for accreditation to certificate shore-based material handling devices covered by chapter 296-56 WAC of the safety and health regulations for longshoring.
(1) A person applying for accreditation to carry out certification activities and to issue and maintain the requisite records must be:

(a) A manufacturer of cranes or derricks or of specialized equipment of the type for which accreditation application is made, or a person or organization representing such a manufacturer in a technical capacity; or

(b) Technically experienced and qualified to carry out examinations and/or testing, as applicable, of vessels or shore-based equipment or gear of the type for which accreditation application is made.

(2) The owner of shore-based equipment affected may designate a member of his organization to carry out certification functions respecting the owner's equipment, on the following conditions:

(a) The designee is technically experienced and qualified in the inspection and maintenance or design of the type of equipment involved, aside from employment as an operator only.

(b) The designee has applied to an accredited, nationally operating certification agency and has been granted appointment or equivalent recognition by that agency as a surveyor for the purpose intended.

(c) Certification activities carried out by the designee are cleared through the offices, and are subject to the approval, of the accredited certificating agency. When equipment is found satisfactory for use upon any survey, said equipment may be used pending receipt of notification of such approval or any disapproval.

(d) In cases where equipment is certificated by a person designated by the equipment owner, the cognizant accredited certification agency retains the right to inspect such equipment as desired and convenient, in order to ascertain the adequacy of the certification activity performed.

(3) Accreditation to conduct such nondestructive examination as may be a part of any certification activity may be granted to applicants found competent and equipped to carry out this activity.

(4) Unless exemptions are granted at the discretion of the director in cases of practical difficulties or unnecessary hardship, applicants for accreditation as specified in this section shall be prepared to carry out all necessary functions, except that any requisite wire rope tests, nondestructive examinations, and heat treatments may be carried out by the manufacturer of the gear concerned or by another person accredited specifically for these purposes.

(5) A person applying for accreditation shall have a satisfactory record of relevant experience and performance.



[Order 74-25, § 296-304-18001, filed 5/7/74.]




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296-304-18003
Provisions respecting application for accreditation, action upon the application, and related matters.
The provisions of WAC 296-304-14001, 296-304-14003, 296-304-14005, 296-304-14009, 296-304-14011 and 296-304-14013 shall govern accreditation to certificate shore-based material handling devices, to the extent applicable.



[Order 74-25, § 296-304-18003, filed 5/7/74.]




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296-304-190
Duties of persons accredited to certificate shore-based material handling devices — General duties, exemptions.
The requirements of WAC 296-304-200 through296-304-20025 shall be strictly observed: Provided, however, That in cases of practical difficulties or unnecessary hardship, the director in his discretion may grant exemptions or variations from any provision in that section.

(1) Except as otherwise noted in this section, all functions required by WAC 296-304-200 through 296-304-20025 shall be carried out by or under the supervision of a person accredited for the purpose or by his authorized representative.

(2) All required unit proof load tests shall be carried out by the use of weights as a dead load. Only where this is not possible may dynamometers or other recording test equipment be used. Any such recording test equipment owned by an accredited person shall have been tested for accuracy within the 6 months next preceding application for accreditation or renewal thereof. Such test shall be performed with calibrating equipment which has been checked in turn so that indications are traceable to the U.S. Bureau of Standards. A copy of test reports shall accompany the accreditation application. Where test equipment is not the property of the accredited person, that person shall not issue any certificate based upon the use of such equipment unless its owner has made available a certificate of accuracy based on the requirements of this section, obtained within the year prior to such use, and stating the errors of the equipment. In any event reasonable standards of accuracy shall be met and proof loads adjusted as necessary.

(3) The qualifications of any person appointed or recognized by any accredited person for the purpose of carrying out certification functions shall meet with the approval of the director.

(4) WAC 296-304-15001 (5) and (7) and 296-304-15003 shall govern, to the extent applicable, persons accredited under WAC 296-304-180 through 296-304-18003.



[Order 74-25, § 296-304-190, filed 5/7/74.]




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296-304-200
Certification of shore-based material handling devices — Scope and application.
All sections of this chapter which include WAC 296-304-200 in the section number apply to certification of shore-based material handling devices.



[Order 74-25, § 296-304-200, filed 5/7/74.]




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296-304-20001
General provisions.
(1) Certification of shore-based material handling devices shall conform to the requirements contained in this section, except in cases for which exemptions or variations have been granted by the director as provided in WAC 296-304-18001(4) and 296-304-19001(1).

(2) Any replacements or repairs deemed necessary by the accredited person shall be carried out before application of a proof test.

(3) "Ton" in this section means a ton of 2,000 pounds.

(4) When applied to shore-based material handling devices, ratings may be stated in pounds rather than tons. When stated in tons of 2,000 pounds, this fact shall be indicated.



[Order 74-25, § 296-304-20001, filed 5/7/74.]




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296-304-20003
Unit proof test and examination of cranes.
(1) Unit proof tests of cranes shall be carried out at the following times:

(a) In the cases of new cranes, before initial use and every 4 years thereafter.

(b) In the cases of uncertificated cranes which have been in use, at the time of initial certification and every 4 years thereafter.

(c) After important alterations and renewals, and after repairs due to failure of, or damage to, major components.

(2) Unit proof load tests of cranes shall be carried out where applicable with the boom in the least stable direction relative to the mounting, based on the manufacturer's specifications.

(3) Unit proof load tests shall be based on the manufacturer's load ratings for the conditions of use and shall, except in the case of bridge type cranes utilizing a trolley, consist of application of a proof load of 10 percent in excess of the load ratings at maximum and minimum radius, and at such intermediate radii as the certificating authority may deem necessary in the circumstances.1 Trolley equipped cranes shall be subject to a proof load of 25 percent in excess of the manufacturer's load rating. In cases of foreign manufacture, the manufacturer's specifications shall be subject to approval by the certificating authority as being equivalent to U.S. practice.


1The manufacturer's load ratings are usually based upon percentage of tipping loads under some conditions and upon limitations of structural competence at others, as well as on other criteria such as type of crane mounting, whether or not outriggers are used, etc. Some cranes utilizing a trolley may have only one load rating assigned and applicable at any outreach. It is important that the manufacturer's ratings be used.

The weight of all auxiliary handling devices such as, but not limited to, magnets, hooks, slings, and clamshell buckets shall be considered part of the load.

(4) An examination shall be carried out in conjunction with each unit proof load test. The accredited person, or his authorized representative, shall make a determination as to correction of deficiencies found. The examination shall cover the following points as applicable:

(a) All functional operating mechanisms shall be examined for improper function, maladjustment, and excessive component wear, with particular attention to sheaves, pins, and drums. The examination shall include operation with partial load, in which all functions and movements, including, where applicable, maximum possible rotation in both directions, are performed.

(b) All safety devices shall be examined for malfunction.

(c) Lines, tanks, valves, drains, pumps, and other parts of air or hydraulic systems shall be examined for deterioration or leakage.

(d) Loose gear components, such as hooks, including wire rope and wire rope terminals and connections, shall be checked with particular attention to sections of wire rope exposed to abnormal wear and to sections not normally exposed for examination. The provisions of WAC 296-304-16023 shall apply in wire rope examinations. Cracked or deformed hooks shall be discarded and not reused on any equipment subject to the provisions of chapter 296-56 WAC longshoring and WAC 296-304-130 through 296-304-13503.

(e) Rope reeving shall comply with manufacturer's recommendations.

(f) Deformed, cracked, or excessively corroded members in crane structure and boom shall be repaired or replaced as necessary.

(g) Loose bolts, rivets, or other connections shall be corrected.

(h) Worn, cracked, or distorted parts affecting safe operation shall be corrected.

(i) Brake and clutch system parts, linings, pawls, and ratchets shall be examined for excessive wear and free operation.

(j) Load, boom angle, or other indicators shall be checked over their full range for any significant inaccuracy. A boom angle or radius indicator shall be fitted.

(k) It shall be ascertained that there is a durable rating chart visible to the operator, covering the complete range of the manufacturer's capacity ratings at all operating radii, for all permissible boom lengths and jib lengths, with alternate ratings for optional equipment affecting such ratings. Necessary precautions or warnings shall be included. Operating controls shall be marked or an explanation of controls shall be posted at the operator's position to indicate function.

(l) Where used, clamshell buckets or other similar equipment such as magnets, etc., shall be carefully examined in all respects, with particular attention to closing line wires and sheaves. The accredited person may supplement such examination by requesting any operational tests as may be appropriate.

(m) Careful examination of the junction areas of removable boom sections, particularly for proper seating, cracks, deformities, or other defects in securing bolts and in the vicinity of such bolts.

(n) It shall be ascertained that no counterweights in excess of the manufacturer's specifications are fitted.

(o) Such other examination or supplemental functional tests shall be made as may be deemed necessary by the accredited person under the circumstances.



[Order 74-25, § 296-304-20003, filed 5/7/74.]




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296-304-20005
Annual examination of cranes.
(1) In any year in which no quadrennial unit proof test is required, an examination shall be carried out by an accredited person or his authorized representative. Such examination shall be made not later than the anniversary date of the quadrennial certification and shall conform with the requirements of WAC 296-304-20003(4).



[Order 74-25, § 296-304-20005, filed 5/7/74.]




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296-304-20007
Unit proof test and examination of derricks.
(1) Unit proof tests of derricks shall be carried out at the same timesas are specified in WAC 296-304-20003(1) for cranes. (continued)