CCLME.ORG - 46 CFR PART 160—LIFESAVING EQUIPMENT
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§ 160.077-9 Recognized laboratory.
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(a) A manufacturer seeking Coast Guard approval of a product under this subpart shall follow the approval procedures of subpart 159.005 of this chapter, and shall apply for approval directly to a recognized independent laboratory. The following laboratories are recognized under §159.010–7 of this part, to perform testing and approval functions under this subpart: Underwriters Laboratories, 12 Laboratory Drive, P.O. Box 13995, Research Triangle Park, NC 27709–3995, (919) 549–1400.

(b) Production oversight must be performed by the same laboratory that performs the approval tests unless, as determined by the Commandant, the employees of the laboratory performing production oversight receive training and support equal to that of the laboratory that performed the approval testing.

[CGD 93–055, 61 FR 13931, Mar. 28, 1996; 61 FR 15868, Apr. 9, 1996]

§ 160.077-11 Materials—Recreational Hybrid PFD's.
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(a) General—(1) Application. This section contains requirements for materials used in recreational hybrid PFD's.

(2) Condition of Materials. All materials must be new.

(3) Acceptance, certification, and quality. All components used in the construction of hybrid PFDs must meet the applicable requirements of subpart 164.019 of this chapter.

(4) Temperature range. Unless otherwise specified in standards incorporated by reference in this section, all materials must be designed for use in all weather conditions throughout a temperature range of -30 °C to +65 °C (-22 °F to +150 °F).

(5) Weathering Resistance. Each non-metallic component which is not suitably covered to shield against ultraviolet exposure must be designed to—

(i) Retain at least 40% of its strength after being subjected to 300 hours of sunshine carbon arc weathering as specified by Method 5804.1 of Federal Test Method Standard Number 191; or

(ii) Meet UL 1517, section 4.3.

(6) Fungus Resistance. Each non-metallic component must be designed to retain at least 90% of its strength after being subjected to the mildew resistance test specified by Method 5762 of Federal Test Method Standard 191 when untreated cotton is used as the control specimen. Also, the gas transmission rate of inflation chamber materials must not be increased by more than 10% after being subjected to this test. Materials that are covered when used in the PFD may be tested with that covering.

(7) Corrosion resistance. Each metal component must be—

(i) Galvanically compatible with each other metal part in contact with it; and

(ii) Unless it is expendable (such as an inflation medium cartridge), 410 stainless steel or have salt water and salt air corrosion characteristics equal or superior to 410 stainless steel or perform its intended function, and have no visible pitting or other damage on any surface, after 720 hours of salt spray testing according to ASTM B 117 (incorporated by reference, see §160.077–5).

(8) Materials not covered. Materials not covered in this section must be of good quality and suitable for the purpose intended.

(b) Flotation material. Inherent buoyancy must be provided by—

(1) Plastic foam meeting—

(i) Subpart 164.013 of this chapter;

(ii) Subpart 164.015 of this chapter; or

(iii) UL 1191 and having a V factor of 89 except that foam with a lower V factor may be used if it provides buoyancy which, after a normal service life, is at least equal to that of a PFD made with material having a V factor of 89 and the required minimum inherent buoyancy when new; or

(2) Kapok meeting subpart 164.003 of this chapter.

(c) Fabric—(1) All fabric. All fabric, except inner envelope fabric, must—

(i) Be of a type accepted for use on Type I PFD's approved under subpart 160.002 of this chapter; or

(ii) Meet the Type V requirements for “Fabrics for Wearable Devices” in UL 1191, except that its breaking strength must be at least 400 N (90 lb.) in both the directions of greater and lesser thread count.

(2) Rubber coated fabric. Rubber coated fabric must be of a copper-inhibiting type.

(3) Inner envelope fabric. Inner envelope fabric must—

(i) Meet the requirements in paragraph (c)(i) of this section; or

(ii) Be of a type accepted for use on Type II PFD's approved under subpart 160.047 of this chapter.

(d) Inflation chamber materials—(1) All materials. The average permeability of inflation chamber material must not be more than 110% of the permeability of materials determined in approval testing prescribed in §160.077–19(d). The average grab breaking strength and tear strength of the material must be at least 90% of the grab breaking strength and tear strength determined from testing prescribed in §160.077–19(d). No individual sample result for breaking strength or tear strength may be more than 20% below the results obtained in approval testing.

(2) Fabric covered chambers. Each material used in the construction of inflation chambers that are covered with fabric must meet the requirements specified for—

(i) Bladder materials in section 3.2.6 of MIL-L-24611(SH) if the material is an unsupported film, except that any color or finish may be used; or

(ii) Coated fabric in section 3.1.1 of TSO-C13 if the material is a coated fabric.

(3) Uncovered chambers. Each material used in the construction of inflation chambers that are not covered with fabric must meet the requirements specified in paragraph (d)(2)(ii) and (a)(5)(i) of this section.

(e) Thread. Each thread must meet the requirements of subpart 164.023 of this chapter. Only one kind of thread may be used in each seam. Thread and fabric combinations must have similar elongation and durability characteristics.

(f) Webbing. Webbing used as a body strap, tie tape or drawstring, or reinforcing tape must meet §160.002–3(e), §160.002–3(f), and §160.002–3(h) of this chapter respectively. Webbing used for tie tape or drawstring must be capable of easily holding a knot and being easily tied and untied. Webbing used as reinforcing tape must be smooth enough to prevent chafing the wearer.

(g) Closures—(1) Strength. Each closure such as a buckle, snap hook and dee ring, or other type of fastening must comply with UL 1517, section 4.1. The width of each closure opening through which body strap webbing passes must be the same as the width of that webbing.

(2) Means of Locking. Each closure used to secure a PFD to the body, except a zipper, must have a quick and positive means of locking, such as a snap hook and dee ring.

(3) Zipper. If a zipper is used to secure a PFD to the wearer it must be—

(i) Easily initiated;

(ii) Non-jamming;

(iii) Right handed; and

(iv) Of a locking type.

(h) Inflation medium. If a hybrid PFD has an automatic or manual inflation mechanism—

(1) The inflation medium must not contain or produce compounds more toxic than CO2 in sufficient quantity to cause an adverse reaction if inhaled through any of its oral inflation mechanisms; and

(2) Any chemical reaction during inflation must not leave a toxic residue.

(i) [Reserved]

(j) Kapok pad covering. If kapok flotation material is used, pad covering that meets §160.047–3(e) of this chapter must be provided to enclose the material in at least three separate pads.

[CGD 78–174, 50 FR 33928, Aug. 22, 1985, as amended by CGD 84–068, 58 FR 29494, May 20, 1993; CGD 78–174, 60 FR 2486, Jan. 9, 1995; USCG–2000–7790, 65 FR 58463, Sept. 29, 2000]

§ 160.077-13 Materials—Type I and Commercial Hybrid PFD.
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(a) General. All commercial hybrid PFD materials must meet §160.077–11 and this section.

(b) Closures. Each closure other than a zipper must have a minimum breaking strength of 1000 N (225 lbs). If a zipper is used to secure the PFD to the body, it must be used in combination with another closure that has a quick and positive means of locking.

(c) Retroreflective Material. Each PFD must have at least 200 sq. cm. (31 sq. in.) of retroreflective material on its front side, at least 200 sq. cm. on its back side and at least 200 sq. cm. of material on each reversible side, if any. The material must be Type I material that is approved under Subpart 164.018 of this chapter. The material attached on each side must be divided equally between the upper quadrants of the side. The material, as attached, must not impair PFD performance.

[CGD 78–174, 50 FR 33928, Aug. 22, 1985, as amended by CGD 78–174, 60 FR 2487, Jan. 9, 1995]

§ 160.077-15 Construction and Performance—Recreational Hybrid PFD.
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(a) Performance. (1) Each recreational hybrid PFD must be able to pass the tests in §160.077–19.

(2) Each recreational hybrid PFD must—

(i) If second stage donning is required, have an obvious method for doing it;

(ii) If it is to be marked as Type II or Type V providing Type I or II performance, not require second stage donning to achieve that performance;

(iii) Be capable of being worn while inflated at 60 N (13 lb.) of buoyancy without significantly changing its appearance from, or making it significantly less comfortable than, the uninflated condition;

(iv) Not cause significant discomfort to the wearer during and after inflation; and

(v) If it has a manual or automatic inflation mechanism and can be put on inside out, not restrict breathing when donned inside out, adjusted to fit, and inflated.

(b) Construction; General. Each recreational hybrid PFD must—

(1) Have one or more inflation chambers;

(2) Have at least one oral means of inflation on each inflation chamber;

(3) Have at least one automatic inflation mechanism that inflates at least one chamber, if marked as providing Type I or II performance;

(4) Be constructed so that the intended method of donning is obvious to an untrained wearer;

(5) Not have a channel that can direct water to the wearer's face to any greater extent than that of the reference vest defined in §160.077–3(j).

(6) Have a retainer for each adjustable closure to prevent any part of the closure from being easily removed from the PFD;

(7) If marked as universally sized for wearers weighing over 40 kg (90 pounds), have a chest size range of at least 76 to 120 cm (30 to 52 in.);

(8) Not have means of access to any inherently buoyant inserts;

(9) Not have edges, projections, or corners, either external or internal, that are sufficiently sharp to damage the PFD or cause injury to anyone using or maintaining the PFD;

(10) Be of first quality workmanship;

(11) Unless otherwise allowed by the approval certificate—

(i) Not incorporate means obviously intended for attaching the PFD to the vessel; and

(ii) Not have any instructions indicating that attachment is intended;

(12) Except as otherwise required by this section, meet UL Standard 1517, sections 6.14, 6.20, 7.1, 7.3, 7.8, 8.4, and 9; and

(13) Provide the minimum buoyancies specified in Table 160.077–15(b)(13).


Table 160.077-15(b)(13)_Buoyancy for Recreational Hybrid PFDs
----------------------------------------------------------------------------------------------------------------
Adult Youth Small child
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Inherent buoyancy (deflated
condition):
Type II................... 45 N (10 lb).............. 40 N (9 lb).............. 30 N (7 lb)
Type III.................. 45 N (10 lb).............. 40 N (9 lb).............. N/A
Type V.................... 33 N (7.5 lb)............. 34 N (7.5 lb)............ N/A
Total buoyancy (inflated
condition):
Type II................... 100 N (22 lb)............. 67 N (15 lb)............. 53 N (12 lb)
Type III.................. 100 N (22 lb)............. 67 N (15 lb)............. N/A
Type V.................... 100 N (22 lb)............. 67 N (15 lb)............. N/A
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(14) Meet any additional requirements that the Commandant may prescribe, if necessary, to approve unique or novel designs.

(c) Inflation mechanism. (1) Each inflation mechanism on a recreational hybrid PFD must—

(i) Not require tools to activate it or replace its inflation medium cartridge or water sensitive element;

(ii) Have an intended method of operation that is obvious to an untrained wearer; and

(iii) Be located outside of its inflation chamber.

(2) Each oral inflation mechanism must—

(i) Be designed to operate without pulling on the mechanism;

(ii) Not be capable of locking in the open or closed position except that, a friction-fit dust cap that only locks in the closed position may be used; and

(iii) Have a non-toxic mouthpiece.

(3) Each automatic and manual inflation mechanism must—

(i) Have a simple method for replacing the inflation medium cartridge; and

(ii) Be in a ready-to-use condition or be conspicuously marked to indicate that the inflation mechanism is not in a ready-to-use condition and that the purchaser must assemble it.

(4) Each manual inflation mechanism must—

(i) Provide an easy means of inflation that requires only one deliberate action on the part of the wearer to actuate it; and

(ii) Be operated by pulling on an inflation handle that is marked “Jerk to Inflate” at two visible locations.

(5) Each automatic inflation mechanism must—

(i) Have an obvious method for indicating whether the mechanism has been activated; and

(ii) Be incapable of assembly without its water sensitive element.

(6) The marking required for the inflation handle of a manual inflation mechanism must be waterproof, permanent, and readable from a distance of 2.5 m (8 ft.).

(d) Deflation mechanism. (1) Each inflation chamber must have its own deflation mechanism.

(2) Each deflation mechanism must—

(i) Be readily accessible to either hand when the PFD is worn while inflated;

(ii) Not require tools to operate it;

(iii) Have an intended method of operation that is obvious to an untrained wearer, and

(iv) Not be able to be locked in the open or closed position.

(3) The deflation mechanism may be the oral inflation mechanism.

(e) Sewn seams. Stitching used in each structural seam of a PFD must provide performance equal to or better than a Class 300 Lockstitch meeting Federal Standard No. 751.

[CGD 78–174, 50 FR 33928, Aug. 22, 1985, as amended by CGD 78–174A, 51 FR 4351, Feb. 4, 1986; CGD 78–174, 60 FR 2487, Jan. 9, 1995]

§ 160.077-17 Construction and Performance—Type I and Commercial Hybrid PFD.
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(a) General. Each commercial hybrid PFD must meet—

(1) Paragraph (b) of this section; and

(2) Section 160.077–15, except §160.077–15(a)(2)(iii) and §160.077–15(c)(1)(i).

(b) Additional requirements. Each commercial hybrid PFD must—

(1) Be able to pass the tests in §160.077–21;

(2) Not present a snag hazard when properly worn;

(3) When worn inflated, have a visible external surface area of at least 1300 sq. cm (200 sq. in.) in front and 450 sq. cm (70 sq. in.) in back that are primarily vivid reddish orange as defined by sections 13 and 14 of the “Color Names Dictionary”;

(4) Have at least one inflation chamber, except that a hybrid PFD approved as a SOLAS lifejacket must have at least two inflation chambers;

(5) Have at least one manual inflation mechanism.

(6) Have at least one automatic inflation mechanism that inflates at least one chamber; and

(7) Not require second stage donning after inflation.

(8) If approved for adults, be universally sized as specified in §160.077–15(b)(7).

(9) Commercial hybrid PFDs employing closures with less than 1600 N (360 lb) strength, must have at least two closures that meet UL 1517, Section 22.1.

(10) Each commercial hybrid PFD must have an attachment for a PFD light securely fastened to the front shoulder area. The location should be such that if the light is attached it will not damage or impair the performance of the PFD.

(11) In the deflated and the inflated condition, provide buoyancies of at least the values in Table 160.077–17(b)(11).


Table 160.077-17(b)(11)_Minimum Buoyancy of Type I and Commercial Hybrid PFDs
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Adult Youth Small child
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Inherent buoyancy (deflated
condition):
Type I.................... 70 N (15.5 lb)............ 50 N (11 lb)............. 40 N (9 lb)
Type V.................... 60 N (13 lb).............. 34 N (7.5 lb)............ N/A
Total buoyancy (inflated
condition):
Type I.................... 130 N (30 lb)............. 80 N (18 lb)............. 67 N (15 lb)
Type V.................... 100 N (22 lb)............. 67 N (15 lb)............. N/A
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[CGD 78–174, 50 FR 33928, Aug. 22, 1985, as amended by CGD 78–174, 60 FR 2487, Jan. 9, 1995]

§ 160.077-19 Approval Testing—Recreational Hybrid PFD's.
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(a) General. (1) This section contains approval tests and examinations for recreational hybrid PFD's. Each test and examination must be conducted or supervised by an independent laboratory. The tests must be done using PFD's that have been constructed in accordance with the plans and specifications in the application for approval. In each test only one PFD is required to be tested unless otherwise specified or needed to complete the tests in paragraph (d) of this section.

(2) All data relating to buoyancy and pressure must be taken at, or corrected to, standard atmospheric pressure of 760 mm (29.92 inches) of mercury and temperature of 20 °C (68 °F).

(3) The tests in paragraph (b) of this section must be completed before doing the tests in paragraph (d) of this section.

(4) In each test that specifies inflation by an automatic inflation mechanism and either or both of the other mechanisms, the automatic inflation mechanism must be tested first.

(5) Some tests in this section require PFD's to be tested while being worn. The number and characteristics of the test subjects must be as prescribed in section 11 of UL 1517.

(b) Tests. Each PFD design must be tested according to the procedures in the following tests and meet the requirements in those tests:

(1) Donning and Operability, UL 1517, section 12.

(2) Jump Test, UL 1517, section 13.

(3) Flotation Stability and Inflation.

(i) Uninflated Flotation Stability, UL 1517, section 14.

Note: If the freeboard of a test subject is close to zero, caution must be taken to prevent the subject from inhaling water. The subject may use lightweight breathing aids to avoid inhaling water.

(ii) Inflation, UL 1517, section 14.3 through 14.5 using a PFD with each automatic inflation mechanism disabled.

(iii) Inflated flotation stability, UL 1517, section 15, for Type II and Type III performance except comparisons are to be made to the appropriate size and Type reference vest as defined in §160.077–2(j).

(4) Water Emergence, UL 1517, section 16.

(5) Operation Force Test, UL 1517, section 17.

(6) Buoyancy, buoyancy distribution, and inflation medium retention test, UL 1517, sections 18 and 19, except:

(i) Recreational hybrid inflatables must provide minimum buoyancy as specified in Table 160.077–15(b)(13):

(ii) The buoyancy and volume displacement of kapok buoyant inserts must be tested in accordance with the procedures prescribed in §160.047–4(c)(4) and §160.047–5(e)(1) in lieu of the procedures in UL 1517, section 18 and 19.

(7) Inflation Chamber Tests.

(i) Over-pressure Test, UL 1517, section 28.

(ii) Air Retention Test, UL 1517, section 29.

(8) Temperature Cycling Tests, UL 1517, section 23.

(9) Solvent Exposure Test, UL 1517, section 24.

(10) Environmental Tests, UL 1517, section 31.1.

(i) Humidity Exposure, UL 1517, section 31.4.

(ii) Rain Exposure, UL 1517, section 31.2 and 31.3.

(11) Abrasion/Compression Test, UL 1517, section 26.

(12) Water Entrapment Test, UL 1517, section 20.

(13) Tensile Tests, UL 1517, section 22.

(14) Strength of Attachment of Inflation Mechanism, UL 1517, section 30.

(15) Flame Exposure Test, UL 1517, section 25.

(16) Impact Test, UL 1517, section 21.

(17) Seam Strength Test, UL 1517, section 33.

(18) Puncture Test, UL 1517, section 27.

(c) Visual Examination. One complete PFD must be visually examined for compliance with the requirements of §160.077–15.

(d) Inflation Chamber Properties—(1) General. The tests in this paragraph must be run if the tests in paragraph (b) of this section are successfully completed. The results of these tests will be used to check the quality of incoming PFD components and the production process. Test samples must come from one of more PFD's that were each used in all of the tests in paragraphs (b)(2), (b)(6), (b)(7), (b)(16), and (b)(18) of this section.

(2) Grab breaking strength. Grab breaking strength of chamber materials must be determined according to Method No. 5100 of Federal Test Method Standard 191, or ASTM D 751 (incorporated by reference, see §160.077–5).

(3) Tear strength. Tear strength of chamber materials must be determined according to Method No. 5132 or 5134 of Federal Test Method Standard 191, or ASTM D 751 (incorporated by reference, see §160.077–5).

(4) Permeability. The permeability of chamber materials must be determined according to ASTM D 1434 (incorporated by reference, see §160.077–5) using CO2 as the test gas.

(5) Seam strength. The seam strength of the seams in each inflation chamber of at least one PFD must be determined according to ASTM D 751 (incorporated by reference, see §160.077–5), except that 25 mm by 200 mm (1 in. by 8 in.) samples may be used where insufficient length of straight seam is available.

(e) The Commandant may prescribe additional tests, if necessary, to approve unique or novel designs.

[CGD 78–174, 50 FR 33928, Aug. 22, 1985, as amended by CGD 78–174, 60 FR 2487, Jan. 9, 1995; USCG–2000–7790, 65 FR 58463, Sept. 29, 2000]

§ 160.077-21 Approval Testing—Type I and Commercial Hybrid PFD.
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(a) General. This section contains commercial hybrid PFD approval tests. The provisions of §160.077–19(a) apply to each test in this section.

(b) Tests. Each test prescribed in §160.077–19(b), except the tests in paragraphs (b)(2), (b)(3)(i), (b)(3)(ii), and (b)(6), must be conducted and passed.

(c) Additional tests. Each PFD design must also be tested according to the procedures in the following tests and meet the requirements in these tests:

(1) Jump test, UL 1517, section S6 for Adult size. Youth and Small Child sizes are exempt from this test.

(2) In-water removal, UL 1517, section S9 for Adult and Youth sizes. The Small Child size is exempt from this test.

(3) Buoyancy and inflation medium retention test, UL 1517, Section S10, except the minimum buoyancies must be as specified in the Table 160.077–17(b)(11):

(4) Flotation stability.

(i) Uninflated flotation stability, UL 1517, section S7, except that for Type I devices the requirements of paragraph S7.1.A apply to all subjects regardless of their in-water weight. For Type V adult-size devices the requirements of paragraph S7.1.A apply to all adult subjects having an in-water weight of 13 lb or less, and the requirements of paragraph S7.1.B apply to all other adult subjects.

Note: —If the freeboard of a test subject is close to zero, caution must be taken to prevent the subject from inhaling water. The subject may use lightweight breathing aids to avoid inhaling water.

(ii) Righting action test, 46 CFR 160.176–13(d)(2) through (d)(5) for Type I hybrid PFDs. UL 1517, Section S8, for Type V hybrid PFDs.

(5) Flotation stability—youths and small children.

(i) Uninflated flotation stability, UL 1517, section S7, except that the requirements of paragraph S7.1.A apply to all subjects regardless of their in-water weight.

(ii) Righting action test, UL 1517, Section 15.3 through 15.13, for Youth and Small Child hybrid PFDs except comparisons are to be made to the appropriate size and type reference vest as defined in §160.077–2(j).

(d) Flotation Stability Criteria. At the end of the righting action test—

(1) At least 75% of the PFD's retroreflective material on the outside of the PFD, and the PFD light, must be above the water when the subject is floating in the stable flotation attitude; and

(2) The subject when floating in the stable flotation position and looking to the side, must be able to see—

(i) The water no more than 3 m (10 ft.) away; or

(ii) A mark on a vertical scale no higher than the lowest mark which can be viewed when floating in the same position in the reference vest defined in §160.077–3(j).

(3) Each adult test subject must have a freeboard of at least:

(i) 100 mm (4 inches) if the PFD being tested is to be approved as a Type I hybrid PFD; or

(ii) 120 mm (4.75 inches) if the PFD being tested is to be approved as a SOLAS lifejacket.

(e) Visual Examination. One complete PFD must be visually examined for compliance with the requirements of §160.077–15 and §160.077–17.

(f) Inflation Chamber Properties. If the tests in paragraphs (b) and (c) of this section are completed successfully, the tests in §160.077–19(d) must be run.

(g) The Commandant may prescribe additional tests, if necessary, to approve unique or novel designs.

[CGD 78–174, 50 FR 33928, Aug. 22, 1985, as amended by CGD 78–174, 60 FR 2488, Jan. 9, 1995; 60 FR 7131, Feb. 7, 1995; CGD 95–072, 60 FR 50466, Sept. 29, 1995]

§ 160.077-23 Production tests and inspections.
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(a) General. (1) Production tests and inspections must be conducted in accordance with this section and subpart 159.007 of this chapter.

(2) The Commandant may prescribe additional production tests and inspections if needed to maintain quality control and check for compliance with the requirements of this subpart.

(b) Test and Inspection Responsibilities. In addition to responsibilities set out in part 159 of this chapter, each manufacturer of a hybrid PFD and each independent laboratory inspector must comply with the following, as applicable:

(1) Manufacturer. Each manufacturer must—(i) Perform all required tests and examinations on each PFD lot before the independent laboratory inspector tests and inspects the lot, except as provided in §160.077–23(d)(5);

(ii) Perform required testing of each incoming lot of inflation chamber material before using that lot in production;

(iii) Have procedures for maintaining quality control of the materials used, manufacturing operations, and the finished product;

(iv) Have a continuing program of employee training and a program for maintaining production and test equipment;

(v) Have an inspector from the independent laboratory observe the production methods used in producing the first PFD lot produced and observe any revisions made thereafter in production methods;

(vi) Admit the inspector and any Coast Guard representative to any place in the factory where work is done on hybrid PFD's or component materials, and where completed PFD's are stored; and

(vii) Allow the inspector and any Coast Guard representative to take samples of completed PFD's or of component materials for tests prescribed in this subpart.

(2) Independent Laboratory. (i) An inspector may not perform or supervise any production test or inspection unless—

(A) The manufacturer has a current approval certificate; and

(B) The inspector has first observed the manufacturer's production methods and any revisions to those methods.

(ii) Except as specified in paragraph (b)(2)(v) of this section, an inspector must perform or supervise testing and inspection of at least one PFD lot in each five lots produced.

(iii) During each inspection, the inspector must check for noncompliance with the manufacturer's quality control procedures.

(iv) Except as specified in paragraph (b)(2)(v) of this section, at least once each calendar quarter, the inspector must, as a check on the manufacturer's compliance with this section, examine the manufacturer's records required by §160.077–25 and observe the manufacturer perform each of the tests required by paragraph (h) of this section.

(v) If less than six lots are produced during any calendar year, only one lot inspection in accordance with paragraph (b)(2)(ii) of this section, and one records examination and test performance observation in accordance with paragraph (b)(2)(iv) of this section is required during that year. Each lot tested and inspected must be within seven lots of the previous lot inspected.

(c) PFD Lots. A lot number must be assigned to each group of PFD's produced. No lot may exceed 1000 PFD's. A new lot must be started whenever any change in materials or a production method is made, or whenever any substantial discontinuity in the production process occurs. Changes in lots of component materials must be treated as changes in materials. Lots must be numbered serially. The lot number assigned, along with the approval number, must enable the PFD manufacturer, by referring to the records required by this subpart, to determine who produced the components used in the PFD.

(d) Samples. (1) Samples used in testing and inspections must be selected at random. Sampling must be done only when all PFD's or materials in the lot are available for selection.

(2) Each sample PFD selected must be complete, unless otherwise specified in paragraph (h) of this section.

(3) Each adult test subject must have a freeboard of at least:

(i) 100 mm (4 inches) if the PFD being tested is to be approved as a Type I hybrid PFD; or

(ii) 120 mm (4.75 inches) if the PFD being tested is to be approved as a SOLAS lifejacket.

(4) The number of samples selected per lot must be at least the number listed in Table 160.077–23A or Table 160.077–23B, as applicable, except as allowed in paragraph (d)(5) of this section.

(5) If the total production for any five consecutive lots does not exceed 250 devices, the manufacturer's and inspector's tests can be run on the same sample(s) at the same time.


Table 160.077-23A_Manufacturer's Sampling
----------------------------------------------------------------------------------------------------------------
Number of samples per lot
-----------------------------------------------------------
Lot size
-----------------------------------------------------------
1-100 101-200 201-300 301-500 501-750 751-1000
----------------------------------------------------------------------------------------------------------------
Tests:
Inflation chamber materials.......................
See note 1
Seam strength..................................... 1 1 2 2 3 4
Over-pressure(2), (3)............................. 1 2 3 4 6 8
Air retention.....................................
Every device in the lot
Buoyancy and inflation media retention............ 1 2 3 4 6 8
Tensile strength(4)............................... 1 1 1 1 1 1
Detailed product examination...................... 2 2 3 4 6 8
Retest sample size(2)............................... ...... ........ 13 13 20 20
Final lot examination...............................
Every device in the lot
----------------------------------------------------------------------------------------------------------------
Notes to Table:
(1) Samples must be selected from each lot of incoming material. The tests referenced in § 160.077-19(d)(2)
through § 160.077-19(d)(4) prescribe the number of samples to select.
(2) Samples selected for this test may not be the same samples selected for other tests.
(3) If any sample fails this test, the number of samples to be tested in the next lot produced must be at least
2% of the total number of PFD's in the lot or 10 PFD's, whichever is greater.
(4) This test is required only when a new lot of materials is used and when a revised production process is
used. However, the test must be run at least once every calendar quarter regardless of whether a new lot of
materials or revised process is started in that quarter.




Table 160.077-23B_Inspector's Sampling
----------------------------------------------------------------------------------------------------------------
Number of samples per lot
-----------------------------------------------------------
Lot size
-----------------------------------------------------------
1-100 101-200 201-300 301-500 501-750 751-1000
----------------------------------------------------------------------------------------------------------------
Tests:
Over-pressure 1................................... 1 1 2 2 3 4
Air retention..................................... 1 1 2 2 3 4
Buoyancy and inflation media retention............ 1 1 2 2 3 4
Tensile strength 2................................ 1 1 1 1 1 1
Waterproof marking................................
See note 3 for sampling
Detailed product examination...................... 1 1 1 2 2 3
Retest sample size 1................................ 10 10 13 13 20 20
Final Lot Inspection................................ 10 15 20 25 27 30
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Notes to Table:
(1) Samples selected for this test may not be the same PFD's selected for other tests.
(2) This test may be omitted if the manufacturer has previously conducted it and the inspector has conducted the
test on a previous lot within the past year.
(3) One sample of each means of marking on each type of fabric or finish used in PFD construction must be tested
whenever a new lot of materials is used or at least every six months regardless of whether a new lot of
materials was used within the past six months.


(e) Accept/Reject Criteria: Manufacturer Testing. (1) A PFD lot passes production testing if each sample passes each test.

(2) In lots of 200 or less PFD's the lot must be rejected if any sample fails one or more tests.

(3) In lots of more than 200 PFD's, the lost must be rejected if—

(i) One sample fails more than one test;

(ii) More than one sample fails; or

(iii) One sample fails one test and in redoing that test with the number of samples specified for retesting in Table 160.077–23A, one or more samples fail the test.

(4) A rejected PFD lot may be retested only if allowed under paragraph (k) of this section.

(5) In testing inflation chamber materials, a lot is accepted only if the average of the results of testing the minimum number of samples prescribed in the reference tests in §160.077–19(d) is within the tolerances specified in §160.077–11(d)(1). Any lot that is rejected may not be used in production.

(f) Accept/Reject Criteria: Independent Laboratory Testing. (1) A lot passes production testing if each sample passes each test.

(2) A lot must be rejected if—

(i) One sample fails more than one test;

(ii) More than one sample fails; or

(iii) One sample fails one test and in redoing that test with the number of samples specified for retesting in Table 160.077–23B, one or more samples fail the test.

(3) A rejected lot may be retested only if allowed under paragraph (k) of this section.

(g) Facilities and Equipment—(1) General. The manufacturer must provide the test equipment and facilities described in this section for performing production tests, examinations, and inspections.

(2) Calibration. The manufacturer must have the calibration of all test equipment checked at least annually by a weights and measures agency or the equipment manufacturer, distributor, or dealer.

(3) Equipment. The following equipment is required:

(i) A Sample Basket for buoyancy tests. It must be made of wire mesh and be of sufficient size and durability to hold a complete inflated PFD. The basket must be heavy enough or be sufficiently weighted to become submerged when holding a test sample.

(ii) A Tank Filled with Fresh Water for buoyancy tests. The height of the tank must be sufficient to allow a water depth of at least 5 cm (2 inches) from the water surface to the top of the basket when the basket is not touching the bottom. The length and width of the tank must be sufficient to prevent each submerged basket from contacting another basket or the tank sides and bottom. Means for locking or sealing the tank must be provided to prevent disturbance of any samples or a change in water level during testing.

(iii) A Scale that has sufficient capacity to weigh a submerged sample basket. The scale must be sensitive to 14 g (0.5 oz) and must not have an error exceeding ±14 g (0.5 oz).

(iv) Tensile Test Equipment that is suitable for applying pulling force in conducting body strap assembly strength subtests. The equipment assembly may be (A) a known weight and winch, (B) a scale, winch, and fixed anchor, or (C) a tensile test machine that is capable of holding a given tension. The assembly must provide accuracy to maintain a pulling force within ±2 percent of specified force. Additionally, if the closed loop test method is used, two cylinders of the type described in that method must be provided.

(v) A Thermometer that is sensitive to 0.5 °C (1 °F) and does not have an error exceeding ±0.25 °C (0.5 °F).

(vi) A Barometer that is capable of reading mm (inches) of mercury with a sensitivity of 1 mm (0.05 in.) Hg and an error not exceeding ±0.05 mm (0.02 in.) Hg.

(vii) A Regulated Air Supply that is capable of supplying the air necessary to conduct the tests specified in paragraphs (h)(4) and (h)(5) of this section.

(viii) A Pressure Gauge that is capable of measuring air pressure with a sensitivity of 1 kPa (0.1 psig) and an error not exceeding ±0.5 kPa (0.05 psig).

(ix) A Torque Wrench if any screw fasteners are used. The wrench must be sensitive to, and have an error of less than, one-half the specified tolerance for the torque values of the fasteners.

(x) Inflation chamber materials test equipment. If the required tests in paragraph (h)(2) of this section are performed by the PFD manufacturer, test equipment suitable for conducting Grab Breaking Strength, Tear Strength, Permeability, and Seam Strength tests must be available at the PFD manufacturer's facility.

(4) Facilities. The manufacturer must provide a suitable place and the necessary apparatus for the inspector to use in conducting or supervising tests. For the final lot inspection, the manufacturer must provide a suitable working environment and a smooth-top table for the inspector's use.

(h) Production Tests and Examinations—(1) General. (i) Samples used in testing must be selected according to paragraph (d) of this section.

(ii) On the samples selected for testing—

(A) The manufacturer must conduct the tests in paragraph (h)(2) through (h)(8) of this section; and

(B) The independent laboratory inspector must conduct or supervise the tests in paragraph (h)(4) through (h)(9) of this section.

(iii) Each individual test result must, in addition to meeting the requirements in this paragraph, comply with the requirements, if any, set out in the approved plans and specifications.

(2) Inflation Chamber Materials. Each sample must be tested according to §160.077–19(d)(1) through §160.077–19(d)(4). The average and individual results of testing the minimum number of samples prescribed in §160.077–19(d) must comply with the requirements in §160.077–11(d)(1).

(3) Seam Strength. The seams in each inflation chamber of each sample must be tested according to §§160.077–19(d)(1) and 160.077–19(d)(5). The results for each inflation chamber must be at least 90% of the results obtained in approval testing.

(4) Over-pressure. Each sample must be tested according to and meet UL 1517, section 28. Test samples may be prestressed by inflating them to a greater pressure than the required test pressure prior to initiating the test at the specified values.

(5) Air Retention. Each sample must be tested according to and meet UL 1517, section 36. Prior to initiating the test at the specified values, test samples may be prestressed by inflating to a pressure greater than the design pressure, but not exceeding 50 percent of the required pressure for the tests in paragraph (h)(4) of this section. Any alternate test method that decreases the length of the test must be accepted by the Commandant and must require a proportionately lower allowable pressure loss and the same percentage sensitivity and accuracy as the standard allowable loss measured with the standard instrumentation.

(6) Buoyancy and Inflation Medium Retention. Each sample must be tested according to and meet §160.077–19(b)(6), except that the UL 1517 section 19 test is not required unless specified on the approved plans and specifications. In addition to meeting the minimum values required by §160.077–19(b)(6), each buoyancy value must fall within the tolerances specified in the approved plans and specifications.

(7) Tensile Strength. Each sample must be tested according to and meet UL 1517, section 22.

(8) Detailed Product Examination. Each sample must be disassembled to the extent necessary to determine compliance with the following:

(i) All dimensions and seam allowances must be within tolerances prescribed in the approved plans and specifications.

(ii) The torque of each screw type mechanical fastener must be within its tolerance as prescribed in the approved plans and specifications.

(iii) The arrangement, markings, and workmanship must be as specified on the approved plans and specifications and this subpart.

(iv) The PFD must not otherwise be defective.

(9) Waterproof Marking Test. Each sample is completely submerged in fresh water for at least 30 min. and then removed and immediately placed on a hard surface. The markings are vigorously rubbed with the fingers for 15 seconds. If the printing becomes illegible, the sample is rejected.

(i) [Reserved]

(j) Final Lot Examination and Inspection—(1) General. On each PFD lot that passes production testing, the manufacturer must perform a final lot examination and an independent laboratory inspector must perform a final lot inspection. Samples must be selected according to paragraph (d) of this section. Each final lot examination and inspection must show—

(i) First quality workmanship;

(ii) That the general arrangement and attachment of all components such as body straps, closures, inflation mechanisms, tie tapes, drawstrings, etc. are as specified in the approved plans and specifications; and

(iii) Compliance with the marking requirements in §160.077–31.

(2) Accept/Reject Criteria. Each nonconforming PFD must be rejected. If three or more nonconforming PFD's are rejected for the same kind of defect, lot examination or inspection must be discontinued and the lot rejected.

(3) Manufacturer Examination. This examination must be done by a manufacturer's representative who is familiar with the approved plans and specifications, the functioning of the PFD and its components, and the production testing procedures. This person must not be responsible for meeting production schedules or be supervised by someone who is. This person must prepare and sign the inspection record required by §159.077–13 of this chapter and §160.077–25(b).

(4) Independent Laboratory Inspection. (i) The inspector must discontinue lot inspection and reject the lot if observation of the records for the lot or of individual PFD's shows noncompliance with this section or the manufacturer's quality control procedures.

(ii) An inspector may not perform a final lot inspection unless the manufacturer has a current approval certificate.

(iii) If the inspector rejects a lot, the inspector shall notify the Commandant immediately.

(iv) The inspector must prepare and sign the record required by §159.077–13 of this chapter and §160.077–25(b). If the lot passes, the record must also include the inspector's certification to that effect and a certification that no evidence of noncompliance with this section was observed.

(k) Disposition of PFD's Rejected in Testing or Inspections. (1) A rejected PFD lot may be resubmitted for testing, examination, or inspection if the manufacturer first removes and destroys each PFD having the same type of defect or, if authorized by the Commandant or an authorized representative of the Commandant, reworks the lot to correct the defect.

(2) Any PFD rejected in a final lot examination or inspection may be resubmitted for examination or inspection if all defects have been corrected and reexamination or reinspection is authorized by the Commandant or an authorized representative of the Commandant.

(3) A rejected lot or rejected PFD may not be sold or offered for sale with the representation that it meets this subpart or that it is Coast Guard approved.

[CGD 78–174, 50 FR 33928, Aug. 22, 1985, as amended by CGD 78–174A, 51 FR 4351, Feb. 4, 1986; CGD 78–174, 60 FR 2488, Jan. 9, 1995]

§ 160.077-25 Manufacturer records.
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(a) Each manufacturer of hybrid PFD's must keep the records required by §159.007–13 of this chapter, except that they must be retained at least 120 months after the month in which the inspection or test was conducted.

(b) Each record required by §159.007–13 of this chapter must also include the following information:

(1) For each test, the serial number of the test instrument used if there is more than one available.

(2) For each test and inspection, the identification of the samples used, the lot number, the approval number, and the number of PFD's in the lot.

(3) For each lot rejected, the cause for rejection, any corrective action taken, and the final disposition of the lot.

(c) The description or photographs of procedures and apparatus used in testing is not required for the records prescribed in §159.077–13 of this chapter as long as the manufacturer's procedures and apparatus meet the requirements of this subpart.

(d) Each manufacturer of hybrid PFD's must also keep the following records:

(1) Records for all materials used in production including the following:

(i) Name and address of the supplier.

(ii) Date of purchase and receipt.

(iii) Lot number.

(iv) Certification meeting §160.077–11(a)(4).

(2) A copy of this subpart.

(3) Each document incorporated by reference in §160.077–9.

(4) A copy of the approved plans and specifications.

(5) The approval certificate.

(6) Calibration of test equipment, including the identity of the agency performing the calibration, date of calibration, and results.

(e) The records required by paragraph (d)(1) of this section must be kept for at least 120 months after preparation. All other records required by paragraph (d) of this section must be kept for at least 60 months.

Effective Date Note: At 50 FR 33935, Aug. 22, 1985, §160.077–25 (a) and (e) were added. This amendment contains information collection requirements which will not be effective until approval has been obtained from the Office of Management and Budget.

§ 160.077-27 Pamphlet.
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(a) Each recreational hybrid PFD sold or offered for sale must be provided with a pamphlet that a prospective purchaser can read prior to purchase. The required pamphlet text must be printed verbatim and in the sequence set out in paragraph (e) of this section. Additional information, instructions, or illustrations must not be included within the required text. The type size shall be no smaller than 8-point.

(b) Each pamphlet must be prominently marked “Seller, do not remove pamphlet.”

(c) No person may sell or offer for sale any recreational hybrid PFD unless the pamphlet required by this section is provided with it.

(d) The text specified in paragraphs (e)(2) of this section must be accompanied by illustrations of the types of devices being described. The illustrations provided must be either photographs or drawings of the manufacturer's own products or illustrations of other Coast Guard-approved PFDs.

(e) For a Type I hybrid PFD intended for recreational use or a Type II, III, or V recreational hybrid PFD, the pamphlet contents must be as follows:

(1) The text in UL 1517, Section 39, item A;

(2) The following text and illustrations:


There Are Five Types of Personal Flotation Devices

This is a Type [insert approved Type] Hybrid Inflatable PFD.


Note: The following types of PFDs are designed to perform as described in calm water and when the wearer is not wearing any other flotation material (such as a wetsuit). (continued)